InvestmentCompliance

About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and advanced technology, our single and multi-manager investment strategies are underpinned by deep research and span public and private markets, across all major asset classes, with a significant focus on alternatives. Man Group takes a partnership approach to working with clients, establishing deep connections and creating tailored solutions to meet their investment goals and those of the millions of retirees and savers they represent. Headquartered in London, we manage $227.6 billion* and operate across multiple offices globally. Man Group plc is listed on the London Stock Exchange under the ticker EMG.LN and is a constituent of the FTSE 250 Index. Further information can be found at www.man.com * As at 31 December 2025 Man’s Portfolio Risk team is responsible for implementing and monitoring regulatory and contractual investment restrictions across the business. The team also advises PMs on trading decisions, negotiates investment guidelines with clients, works closely with development technology teams to ensure robust implementation of limits, and with the legal team to ensure consistency in documentation of investment restrictions. Specific responsibilities • Analyze real time risk/compliance alerts to ensure consistency with investment mandates, and work with traders and portfolio managers to resolve exceptions • Manage pre-trade risk/compliance alerts, working with technology and front office to ensure there is a robust pre-trade risk framework • Review investment restrictions for new mandates prior to finalization • Implement mandate and regulatory limits in Man’s risk system, developing new reporting analytics where required • Investigate potential breaches of investment restrictions and maintain the central breach log • Work closely with Product