Vanguard

Financial Services

InternalAuditor

$95–135k ~AI est. Malvern, Pennsylvania, United States FULL TIME Remote Friendly
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Mid+ candidates.

The Brief

“Internal Auditor at Vanguard. Skills: Internal controls, Risk management, Fund governance. Perform risk-based audits. Conduct consulting engagements”

What You'll Achieve.

Improve control environment

Industry & Context.

Financial Services
Problems you'll solve

Root cause analysis

Eligibility Requirements

Local to Malvern, PA office, No visa sponsorship

What They're Looking For.

Must Have

Undergraduate degree in business-related field or equivalent, An understanding of investment and trading lifecycles, An understanding of fund governance structures, An understanding of regulatory frameworks applicable to investment products

Nice to Have

Professional certification or advanced degree, 3+ years experience in audit, risk or controls

What You'll Do.

Perform risk-based audits

Conduct consulting engagements

Connect with management

Manage remediation efforts

Participate in client discussions

Assess control effectiveness

Encourage healthy debate

Encourage collaboration

Establish relationships with business process owners

Establish relationships with management

Deliver client facing deliverables

Apply industry acumen

Provide recommendations to management

Coach on internal audit processes

Coach on internal audit methodology

Coach on business lines

Coach on supporting technology

Participate in special projects

Participate in department initiatives

How You'll Work.

Team & Collaboration

Collaborate with partner groups; Collaborate among audit team; Establish relationships with business process owners; Establish relationships with management

Communication Scope

Written communication; Verbal communication

Full Job Description

Vanguard has an exciting opportunity for an Internal Auditor to join our Global Investment and Finance Audit Services (GIFAS) team! As one of the Internal Auditors, you will complete risk-based audits to evaluate management’s internal controls and influence senior management to take action to improve the control environment. You will collaborate with partner groups across divisions and be instrumental in implementing the audit coverage strategy for key risk topics. The role focuses on fund governance, securities and trading risk, product‑level risk, and internal controls. Responsibilities: * Perform complex work for risk-based audits and consulting engagements (including research, evaluation and analysis, testing and reporting) on topics related to risk, governance, process, technology, controls, and operating practices of assigned engagements. * Connect with various levels of management to discuss progress and results including opportunities to strengthen processes/controls and related remediation efforts. * Participate in client discussions including assessment of risk and effectiveness of controls based on relevant knowledge and experience. Encourage healthy debate and collaboration among the audit team and establish relationships with business process owners and management. * Prepare and deliver high-quality internal work papers and client facing deliverables such as process/control narratives, flowcharts, testing documentation, conclusions, recommendations and audit report findings. * Apply relevant industry acumen including common practices, established standards, regulatory and global impact considerations to provide recommendations to business management. * Act as a mentor by coaching on internal audit processes and methodology as well as business lines and supporting technology. * Participate in special projects and department initiatives, as needed. Qualifications: * Undergraduate degree in a business-related field of concentration or equivalent combinatio

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