Ocorian
Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance
HeadofRisk&Compliance
“Head of Risk & Compliance at Ocorian. Skills: Risk & Compliance, Regulatory Compliance, Risk Management, Corporate Governance. Cover statutory and regulatory compliance. Cover risk management”
What You'll Achieve.
Provide services of the highest standard and quality; Ensure Group Minimum Risk and Compliance Standards are achieved; Ensure file reviews and audit checks are completed within service level agreements; Ensure risk and compliance monitoring programs are fit for purpose; Ensure monitoring activity is conducted on schedule
Industry & Context.
What They're Looking For.
Must Have
5-10 years’ experience in a similar role, Educated to Diploma level, An established leader / people manager, technical skills in relation to risk and compliance legislation are essential
Nice to Have
Successfully provides strategic support to practice areas
What You'll Do.
Cover statutory and regulatory compliance
Cover risk management
Develop local policies
Ensure policies are followed
Achieve Group Minimum Standards
Act as Designated Compliance Officer
Act as Money Laundering Regulatory Officer
Advise board of directors
Advise executive committee
Advise risk committee
Prepare business acceptance summaries
Perform KYC/CDD analysis
Ensure risk monitoring systems
Ensure compliance monitoring systems
Oversee register maintenance
Manage regulatory body relationship
Conduct monitoring activity
Attend management meetings
Prepare compliance reports
How You'll Work.
Team & Collaboration
Work alongside Group Risk & Compliance; Commitment to working as part of a global team; Collaborate to win together; Share successes
Communication Scope
Excellent communication skills; Negotiation skills
Process & Methodology
Deliver projects within given deadlines
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