Apple Bank
Financial Services
HeadofPolicies,Procedures&ComplianceAnalytics
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“Head of Policies, Procedures & Compliance Analytics at Apple Bank. Skills: Compliance, Policies, Procedures, Analytics. Support design and implementation of CMS. Ensure policies align with laws and regulations”
What You'll Achieve.
Enhance the effectiveness of Compliance Department monitoring, testing, and risk assessment activities; Improve scalability and efficiency of these processes; Serve as an incubator for developing analytic testing and monitoring solutions
Industry & Context.
Analytical thinking; Critical reasoning skills
Visa sponsorship not available
What They're Looking For.
Must Have
10 + years of industry experience with general financial institution compliance related activity, Excellent communication skills (verbal + written), Understanding of commercial banking and retail banking, laws, and regulations applicable to both, Possess analytical thinking and critical reasoning skills with a attention to detail, Ability to effectively manage and successfully meet established deadline requirements
Nice to Have
JD a plus, CRCM or other industry designation a plus
What You'll Do.
Support design and implementation of CMS
Ensure policies align with laws and regulations
Coordinate with enterprise risk management
Manage data analytics team
Ensure reports deliver actionable insights
Prevent non-compliance
Facilitate self-identification and correction of issues
Communicate with senior management and regulators
Collaborate with Legal on policies
Engage with Compliance
Evaluate current policies and procedures
Update policies and procedures
Develop additional policies and procedures
Assess business line policies for alignment
Support business lines in revising policies
Partner with Legal on regulatory changes
Prepare and deliver reports
Assist in developing testing plans
Participate in industry training
Supervise data analytics experts
Perform additional duties
How You'll Work.
Team & Collaboration
Collaborates with the Head of Consumer Compliance; Collaborates with the Head of Compliance Testing; Partner with the Legal Department; Engages with Compliance Department staff; Engages with Internal Audit; Engages with senior management across business lines
Communication Scope
Excellent communication skills (verbal + written); Regularly communicates with senior management and supervisory regulators and examiners
Full Job Description
New York, NY (Hybrid) Salary Range: $190,000 - 250,000 The Head of Policies, Procedures, & Compliance Analytics is responsible for supporting the effective design and implementation of Apple Bank’s Compliance Management System (CMS). This role ensures that all compliance policies and procedures are aligned with applicable laws and regulations relevant to the Bank and its products and services and coordinates these efforts with the corporate policy governance administered by Enterprise Risk Management. The incumbent manages a team of data analytics professionals dedicated to enhancing the Compliance Department’s monitoring, testing, and risk assessment processes. Additionally, this position ensures that reports generated from these activities deliver valuable and actionable insights to senior executive management and the Board, thereby enabling informed oversight and decision-making. The CMS is designed to enhance the Bank’s capacity to, within its established risk tolerance and where feasible and practical, prevent non-compliance. When prevention is not feasible or practical, the CMS aims to facilitate the self-identification, correction, and remediation of issues arising from non-compliance with laws, regulations, and regulatory expectations enforced by agencies such as the New York State Department of Financial Services, New Jersey Banking and Insurance Department, Federal Deposit Insurance Corporation, Federal Reserve Bank, and Consumer Financial Protection Bureau. These requirements apply to products and services offered to consumers and, in certain cases, business customers, which are collectively known as Legal and Regulatory Risks (LRRs). The Head of Policies, Procedures, & Compliance Analytics regularly communicates with senior management and supervisory regulators and examiners regarding compliance matters. This role also collaborates frequently with Legal on issues related to policies and procedures, and engages with Compliance Department staff, Internal A
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