HeadofFinancialCrimesComplianceTesting,VicePresident

designing and executing regulatory and controls testing

assess adherence to applicable laws

and internal policies

Developing and managing a comprehensive

risk-based testing plan

Leading the execution of strategically significant testing initiatives

Driving collaboration across business units to strengthen compliance frameworks

diverse testing team effectively managing resources across multiple geographies to deliver on critical testing commitments

Oversee the development of the annual testing plan in partnership with subject matter experts

ensuring comprehensive coverage of high-risk areas and coordination with the first and third lines of defense to avoid redundancies

Apply the department’s established methodology to independently design approaches for assessing the risk of non-compliance with regulatory obligations and policy requirements

and validate State Street’s adherence to applicable regulations

Direct the performance of process walkthroughs and design of testing activities for compliance areas deemed as high priority

Serve as the primary representative of the testing team as it pertains to Financial Crimes

engaging with global stakeholders at all organizational levels to foster collaboration and alignment

Write well-reasoned and technically sound reports for executive consumption in accordance with internal standards to clearly communicate testing objective

regulatory requirements

Manage relationships with corporate audit and quality assurance teams

responding to inquiries and providing documentation as necessary to demonstrate compliance with internal standards

Building relationships with other lines of defense and testing functions across various jurisdictions to harmonize on scope and testing approaches

Provide a level of mentorship and professional development while driving quality deliverables and attention to detail of the team’s work products

Keep abreast of regulators’ focus areas

recent enforcement actions

and industry practices generally

serving as the subject matter expert for Financial Crimes risk exposures and regulatory requirements