DWS
GlobalCompliance–InformationBarrierCompliance
“Global Compliance – Information Barrier Compliance at DWS. Skills: Information Barrier Compliance, Inside Information related topics. Provide Compliance Advice on Information Barrier Compliance and Inside Information related topics.. Independently conduct control measures on the adherence to internal policies in this regard.”
What They're Looking For.
Must Have
Experience in Compliance within one or more of the following areas, or in closely related functions: Compliance Control Room, Securities or Trading Compliance, Surveillance, or Employee Compliance in a financial institution., Educated to degree level or with relevant industry experience, Business fluent in written and spoken English
Nice to Have
German language skills would be a plus
What You'll Do.
Provide Compliance Advice on Information Barrier Compliance and Inside Information related topics.
Independently conduct control measures on the adherence to internal policies in this regard.
Supporting in global regulatory tasks within the area of Employee Compliance
attestations and conflicts of interest.
Work on global and regional overarching topics and initiatives
including technology related projects.
How You'll Work.
Team & Collaboration
work in a global team
Communication Scope
communication skills
Applying for this Global Compliance – Information Barrier Compliance role?
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ANONYMOUS · UNFILTERED
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