Insight Investment
Financial Services
FundComplianceManager
Neural analysis suggests this role is
optimal for Manager candidates.
“Fund Compliance Manager at Insight Investment. Skills: Fund compliance, UCITS, AIFMD, MMFR. Provide compliance advice. Provide compliance oversight”
Industry & Context.
Problem solving; Analytic skills
What They're Looking For.
Must Have
5+ years compliance fund rules experience, Good knowledge of UCITS, Good knowledge of AIFMD, Good knowledge of MMFR
Nice to Have
Interest in financial markets, Understanding of financial products, Understanding of financial instruments, Understanding of fund structures, Understanding of AI-enabled tools, Ability to apply AI tools
What You'll Do.
Provide compliance advice
Provide compliance oversight
Advise on regulatory requirements
Coordinate responses to regulatory enquiries
Coordinate responses to inspections
Coordinate responses to reviews
Coordinate responses to requests
Provide compliance advice on product launches
Provide compliance advice on product changes
Assess investment eligibility requests
Advise on investment eligibility requests
Interpret fund documentation
Interpret regulatory constraints
Interpret investment restrictions
Provide compliance guidance
Manage regulatory engagement
Act as point of contact
Provide pragmatic advice
Advise on regulatory change
Lead impact assessments
Contribute to impact assessments
Support embedding regulatory requirements
How You'll Work.
Team & Collaboration
Colleagues in different locations; Colleagues in different teams; Colleagues of relative seniorities
Full Job Description
**Role Overview:** We are seeking a Fund Compliance Manager, based in Dublin. This individual will support the effective operation and development of the product advisory and management company compliance team, with primary responsibility for fund compliance activities and the internal compliance SME on UCITS/AIFMD/MMFR portfolio level rules. **Role Responsibilities:** •Providing compliance advice and oversight in relation to fund level regulatory requirements, including AIFMD, UCITS, MMFR, SFDR, and related Central Bank of Ireland obligations. •Advising on and coordinating responses to regulatory enquiries, inspections, thematic reviews, and information requests relating to fund compliance matters. •Providing compliance advice and supporting new product launches and changes to existing products. •Assessing and advising on investment eligibility requests from delegated portfolio managers, including interpretation of fund documentation, regulatory constraints, and investment restrictions, and providing clear compliance guidance to support informed investment decisions. •Managing day to day regulatory engagement with the Central Bank of Ireland on fund related matters, under the oversight of the relevant Designated Persons. •Acting as a point of contact for the business on fund related regulatory and compliance matters, providing timely and pragmatic advice. •Advising on regulatory change impacting funds, including leading or contributing to impact assessments and supporting the embedding of new or amended regulatory requirements into business processes. **Experience Required:** •Previous experience (5+ years) within a compliance fund rules focused role within an asset manager or equivalent e.g. depositary. •Good knowledge of the portfolio level regulatory rules applying to UCITS, AIFMD, MMFR. •Interest in and a good understanding of financial markets, financial products, financial instruments and fund structures. •Good problem solving and analytic skills required. •A
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