Quilter plc
Financial Services
FinancialCrimeManager
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Financial Crime Manager at Quilter plc. Skills: Financial Crime Management, AML/CTF, Sanctions, Fraud Risk Management, Regulatory Compliance, Risk Oversight, Assurance. Support 2LoD oversight of 1LoD financial crime processes. Review Know Your Customer (KYC)/ customer due diligence (CDD) files”
What You'll Achieve.
Strengthening and developing the Firm’s financial crime framework; Ensuring the Business meets regulatory expectations and operates within its risk appetite; Support remediation tracking; Support delivery of financial crime business wide risk assessments; Assess risk exposure and control effectiveness; Produce clear and accurate management information (MI) and reporting for senior management and governance committees; Test the effectiveness of AML/CTF and sanctions controls and track follow up actions; Support delivery of targeted / prioritised enhancements to the Financial Crime control environment
Industry & Context.
Analytical skills; Ability to interpret data; Identify trends; Spot emerging risks; Identify weaknesses in control design or execution
What They're Looking For.
Must Have
demonstrable experience in 1LoD / 2LoD Financial Crime roles within financial services, working knowledge of AML/CTF, CDD/EDD, sanctions, ABC and fraud risk indicators, analytical skills with the ability to interpret data, identify trends and spot emerging risks, Confidence in producing high quality MI and written reports, Clear communicator capable of engaging effectively with 1LoD teams and senior staff, Ability to explain financial crime concepts in a practical, business friendly way, Good understanding of the UK financial crime regulatory environment
Nice to Have
Wealth and Asset Management experience highly desirable, Previous exposure to 2LoD oversight or assurance work is highly beneficial, ICA Certificate/ Diploma AML, ACAMS or other financial crime qualifications (or working towards them)
What You'll Do.
Support 2LoD oversight of 1LoD financial crime processes
Review Know Your Customer (KYC)/ customer due diligence (CDD) files
Identify weaknesses in control design or execution and support remediation tracking
Assist in maintaining and updating financial crime policies
Conduct regulatory horizon scanning and support gap analyses
Help document changes and ensure consistent implementation across the business
Support delivery of financial crime business wide risk assessments
and interpret data to assess risk exposure and control effectiveness
Prepare insights and summaries for management review
Provide financial crime guidance to operational teams and business units
Assist in the development and delivery of financial crime training and awareness materials
Produce clear and accurate management information (MI) and reporting for senior management and governance committees
Support responses to regulatory queries or MLRO requests
Help design and run 2LoD monitoring and assurance reviews over 1LoD Financial Crime Operations
Test the effectiveness of AML/CTF and sanctions controls and track follow up actions
Provide design input and support to the Financial Crime transformation programme
Support delivery of targeted / prioritised enhancements to the Financial Crime control environment
How You'll Work.
Team & Collaboration
Work closely with senior stakeholders; Work closely with the Money Laundering Reporting Officer (MLRO); Work closely with 1LoD Financial Crime Operations; Engage effectively with 1LoD teams and senior staff; Support operational teams and business units; Stronger together
Communication Scope
Clear communicator; Engaging effectively with 1LoD teams and senior staff; Ability to explain financial crime concepts in a practical, business friendly way; Produce clear and accurate management information (MI) and reporting; Speak openly; Actively listen
Process & Methodology
Support remediation tracking, Support delivery of financial crime business wide risk assessments, Support delivery of targeted / prioritised enhancements to the Financial Crime control environment
Full Job Description
Fixed Term Contract Duration - 11 Months # ****About the Business**** Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK’s best wealth manager for clients and their advisers. Quilter oversees £141.2 billion in customer investments (as of 31 December 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth. Affluent encompasses the financial advice network and national, Quilter's investment platform and multi-asset solutions and Quilter Invest, the digital savings and investment app. High Net Worth includes the discretionary fund management and financial planning business, Quilter Cheviot. At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve. Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it’s the perfect time to join us! # ****About the Role**** **Level** \- 4 **Department-** Risk **Location -** London **Contract -** 12 Month FTC As a Financial Crime Manager, you will support the Senior Financial Crime Manager and Head of Financial Crime Prevention in strengthening and developing the Firm’s financial crime framework. This role offers excellent exposure across all areas of financial crime, making it an ideal opportunity for someone looking to advance within the Second Line of Defence. Working within the Second Line of Defence (2LoD), you will play a key role in providing oversight, assurance and analytical support across the Firm’s financial crime co
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