FinancialComplianceSeniorAssociate

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading. About the team + role We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards. The Financial Compliance team’s mission is to establish and maintain the company’s financial and regulatory compliance, including requirements under the Sarbanes-Oxley Act of 2002 (SOX), the COSO Internal Control Framework, and related frameworks for internal controls over financial reporting. This team works closely with Controllership teams (Corporate Accounting, Financial Reporting, Stock Administration, etc.) and external auditors to ensure compliance with the SOX 404 framework and PCAOB standards while supporting business growth! As a Financial Compliance Senior Associate, you will lead the end-to-end SOX cycle for your processes to ensure compliance in internal controls over financial reporting and other disclosure control procedures. You will partner closely with the Financial Compliance Senior Manager along with business and technology teams to identify control gaps, perform root cause analysis, implement practical solutions, and support compliance with SOX and other regulatory requirements. This role plays a key part in ensuring financial reporting integrity and audit readiness while contributing to scalable compliance practices across the organization. This role is