EEISL

FCARisk&ComplianceLead

United Kingdom FULL TIME Remote Friendly
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Mid candidates.

The Brief

“FCA Risk & Compliance Lead at EEISL. Skills: FCA Compliance, Risk Management, Regulatory Reporting, Stakeholder Engagement. Support FCA Compliance Manager. ensure compliance with FCA regulation”

Industry & Context.

Eligibility Requirements

travel to our other sites when required, basic DBS (Disclosure Barring Service) check

What They're Looking For.

Must Have

experience working in an FCA regulated environment, undertaking credit broking, financial promotions activity, familiar with the FCA regime, familiar with consumer credit legislation, experience overseeing ARs, experience overseeing IARs, experience working with partner lenders

Nice to Have

Experience of working in the energy sector, Experience of working with other regulatory bodies, understanding of the regulatory frameworks

What You'll Do.

Support FCA Compliance Manager

ensure compliance with FCA regulation

Act as specialist advisor

collate data and produce reports

Develop governance processes

assess effectiveness managing FCA risks

Support regulatory reporting submissions

Conduct horizon scanning

report on regulatory changes

Review and update EEISL policies

Assist with financial promotions reviews

Support business readiness

How You'll Work.

Team & Collaboration

Provides guidance, support and advice to stakeholders at all levels; work well across business areas

Communication Scope

clear and concise communicator; skilled at engaging senior stakeholders

Full Job Description

The FCA Compliance Lead supports the FCA Compliance Manager in ensuring EEISL and any of its IARs or ARs comply with FCA regulation, acting as a specialist and advisor to the business including carrying out 2nd line audit activities to ensure compliance. Acts as a primary point of contact for ARs. Provides guidance, support and advice to stakeholders at all levels. **Here’s a taste of what you’ll be doing** * Support the FCA Compliance Manager as required in order to ensure that E.ON and its ARs comply with FCA regulation. * Acting as a specialist advisor to the business; collating data and producing reports of findings and recommendations to be provided to senior management and the board. * Develop and oversee governance processes to assess the effectiveness in managing FCA risks, providing assurance that this activity is functioning effectively. * Support with inputs for the submission of all regulatory reporting and notifications to the FCA in accordance with their specified timescales * Conduct regular horizon scanning of the regulatory landscape to identify and report on regulatory changes, including training roll out as required. * Regular review and update of EEISL specific policies. * Assisting with financial promotions reviews and feedback to GTM teams. * Support business readiness for new FCA permissions. **Are we the perfect match?** * You have experience working in an FCA regulated environment undertaking credit broking and financial promotions activity and are familiar with the FCA regime and consumer credit legislation. * You have experience overseeing ARs, IARs and working with partner lenders. * You have an impactful and influential approach, fostering trust and credibility. * You are a clear and concise communicator, skilled at engaging senior stakeholders. * You take a proactive and collaborative approach, demonstrating the ability to work well across business areas. **It would be great if you had** * Experience of working in the energy sector. * E

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