Interactive Brokers
Financial Services
EnhancedDueDiligenceAnalyst
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Enhanced Due Diligence Analyst at Interactive Brokers. Skills: Due diligence, AML, KYC, Risk assessment. Conduct reviews of KYC profiles. Conduct reviews of client transactions”
Industry & Context.
Analytical skills; Problem-solving skills
What They're Looking For.
Must Have
Experience working for an exchange, Experience working for a regulatory organization, Experience working for a Broker Dealer (BD), Experience working for a Futures Commission Merchant (FCM), Experience with due diligence reviews of banks, Experience with due diligence reviews of broker-dealers, Experience with due diligence reviews of mutual funds, Experience with due diligence reviews of other financial institutions, Knowledge of Capital Markets
Nice to Have
Excellent Bachelor-Level educational credentials, Focus on law, Focus on accounting, Focus on data analytics, Experience in internal audit, Experience in legal, Experience in accounting, Experience in other control functions of a financial services firm, Experience in other control functions of a regulator, ACAMS, CFE, CFCS, Series 7, Other FINRA licenses or certifications
What You'll Do.
Conduct reviews of KYC profiles
Conduct reviews of client transactions
Assess client's AML programs
Track requests for documentation
Streamline current processes
Identify areas for improvement
Write risk assessments
Write suspicious activity reports
Write client communications
How You'll Work.
Team & Collaboration
Collaborate with management
Communication Scope
Verbal communication skills; Written communication skills
Process & Methodology
Project management skills
Full Job Description
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. This is Hybrid role (4 days in office /1 day remote) About your Team: Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push boundaries to offer our clients the best trading platform with the most sophisticated features at the lowest cost. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. Interactive Brokers is regularly recognized as a leader in the financial services industry. Interactive Brokers is looking to hire a Compliance Analyst in our Chicago office. Analysts will report to a Compliance Manager in our Chicago office and assist with ensuring the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. What will be your responsibilities within IBKR: Co
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