Rbc
Finance
Director,USSecuritiesSettlements
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“Director, US Securities Settlements at Rbc. Skills: Securities Settlements, Management, Operational Optimization, Regulatory Change. Manage the settlement and oversight of US dollar fixed income and equity transactions. Ensure adherence to internal polices and procedures”
What You'll Achieve.
Minimize operational risk; Create opportunities for operational efficiencies; Drive departmental improvements; Ensure team adheres to control framework; Minimize the presence of operational risk events
Industry & Context.
Decision Making; Informed Decision Making
What They're Looking For.
Must Have
10 years of management experience in progressively senior roles, knowledge of securities settlements across different product types, communication skills and ability to connect with organizational stakeholders at various levels, Ability to empower employees and lead through change
Nice to Have
Experience with trade settlements platforms – DTC, BDC, CDS, Experience with vendor application – BPS Canada/US, Apex, Arrow, etc, technical skills
What You'll Do.
Manage the settlement and oversight of US dollar fixed income and equity transactions
Ensure adherence to internal polices and procedures
Minimizing operational risk
Creating opportunities for operational efficiencies
Leading through periods of regulatory change
Maintain working knowledge of departmental processes
systems and functions
Responsible for overall team results as measured through established SLAs and employee opinion surveys
Drive departmental improvements and lead with a focus on overall operational optimization
Ensure team adheres to control framework and work to minimize the presence of operational risk events
How You'll Work.
Team & Collaboration
Develop meaningful working relationships with both front office business partners and within the COO Group; Act as senior leader on projects and firm initiatives, advocating for team as needed; Work in a dynamic, collaborative, progressive and high-performing team
Communication Scope
communication skills and ability to connect with organizational stakeholders at various levels; communicate information related to regulatory initiatives
Process & Methodology
Act as senior leader on projects and firm initiatives
Full Job Description
**_Job Description_** **What is the opportunity?** As the Director of the US Securities Settlements team, you will actively manage the settlement and oversight of US dollar fixed income and equity transactions while ensuring adherence to internal polices and procedures. Your role will be comprised of a number of functions from minimizing operational risk, creating opportunities for operational efficiencies, to leading through periods of regulatory change. **What will you do?** * Maintain strong working knowledge of departmental processes, systems and functions * Responsible for overall team results as measured through established SLAs and employee opinion surveys * Develop meaningful working relationships with both front office business partners and within the COO Group * Represent firm at industry meetings and communicate information related to regulatory initiatives as * Act as senior leader on projects and firm initiatives, advocating for team as needed * Drive departmental improvements and lead with a focus on overall operational optimization. * Ensure team adheres to control framework and work to minimize the presence of operational risk events **What do you need to succeed?** **Must-have** * 10 years of management experience in progressively senior roles * Strong knowledge of securities settlements across different product types * Strong communication skills and ability to connect with organizational stakeholders at various levels * Ability to empower employees and lead through change **Nice-to-have** * Experience with trade settlements platforms – DTC, BDC, CDS * Experience with vendor application – BPS Canada/US, Apex, Arrow, etc * Strong technical skills **What’s in it for you?** We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achievin
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