Capital One
Financial Services
Director,NetworkCompliance
Neural analysis suggests this role is
optimal for Director candidates.
“Director, Network Compliance at Capital One. Skills: Network compliance, Risk management, Regulatory requirements. Analyze risk management framework. Provide compliance risk advice”
Industry & Context.
Integrated problem solving
What They're Looking For.
Must Have
Bachelor's Degree or military experience, 10 years legal, compliance, or risk management experience OR 9 years regulatory experience in consumer financial services or payments industry, 5 years developing, evaluating or implementing cybersecurity, technology or risk assessment activities
Nice to Have
Master's degree or Juris Doctorate
What You'll Do.
Analyze risk management framework
Provide compliance risk advice
Advise business leaders on regulatory requirements
Develop understanding of business processes
Identify compliance risks
Maintain subject matter expertise
Apply compliance requirements to business expansions
Ensure compliance controls during product planning
Conduct impact assessments on regulations
Develop relationships with peers
Support regulatory exam preparation
Manage Compliance Advisory Team
Coach Compliance Advisory Team
Participate in reporting activities
Provide challenge to technology teams
Ensure adherence to policies
Ensure adherence to regulatory requirements
Align product launches with network rules
Align process changes with network rules
Review network partner engagements
Mitigate conflicts of interest
Conduct regulatory risk assessments
Provide challenge during strategic planning
Solve customer problems
Drive organizational alignment
How You'll Work.
Team & Collaboration
First and second line functions; Business Risk, Legal, and Audit peers; Cross functional teams
Communication Scope
Organizational skills; Leadership skills; Communication skills
Full Job Description
Director, Network Compliance The Director, Network Compliance will perform a key risk management role in the second line of defense for Capital One’s network and merchant businesses to help establish and implement the framework for the network compliance program. The Director, Network Compliance is a critical member of the team responsible for delivering effective challenge and compliance advice for business processes worldwide, as well as serving as a subject matter expert to ensure the development of the network compliance program at Capital One aligns with the company’s broader enterprise risk management framework. Director, Network Compliance at Capital One are highly motivated Risk Management professionals with excellent organizational, leadership and communication skills. They have a high level of exposure to business leaders and the opportunity to work with executives to create and implement innovative solutions to identify and mitigate potential risks to the company. ****Responsibilities:**** * Collaborate with first and second line functions to analyze the risk management framework for network and merchant services. * Provide expert advice and effective challenge on compliance risks impacting network and merchant businesses. * Advise business leaders on regulatory requirements and provide guidance on policies, standards, and procedures. * Develop expert-level understanding of global network and merchant business processes. * Proactively identify trends in business data and emerging external network payments compliance risks. * Maintain subject matter expertise in the broader payments industry and applicable global laws and regulations. * Ensure ongoing application of compliance requirements to business expansions and new products. * Provide effective challenge during network-dependent product planning to ensure necessary compliance controls are in place. * Conduct impact assessments on new network-related regulations (e.g., interchange fees) to ensure strat
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