Manulife
Financial Services
Director,CorporateCompliance
Neural analysis suggests this role is
optimal for Director candidates.
“Director, Corporate Compliance at Manulife. Skills: Corporate compliance, Financial crime risk, Regulatory compliance. Manage regulatory compliance. Oversee financial crime risk”
Industry & Context.
Analyze complex situations; Reach appropriate conclusions; Make recommendations
What They're Looking For.
Must Have
Bachelor degree or higher, Minimum 7 years relevant experience, Experience interacting with regulators, Ability to analyze industry adapt, Project management skills
What You'll Do.
Manage regulatory compliance
Oversee financial crime risk
Manage anti-bribery and corruption
Manage business code of ethic
Manage personal data protection risk
Manage regulatory reporting
Manage record retention
Ensure regulatory obligations identified
Cascade regulatory obligations
Develop compliance monitoring program
Implement compliance monitoring program
Assess control effectiveness
Promote ethical business culture
Promote compliance awareness
Provide expert counsels
Advise on compliance issues
Identify corporate compliance risk
Monitor corporate compliance risk
Report corporate compliance risk
Ensure compliance risk management controls
Comply with regulatory requirements
Comply with company policies
Develop compliance check program
Carry out compliance check program
Ensure compliance with law
Ensure compliance with internal rules
Ensure compliance with regulation
Ensure compliance with ethic standards
Build relationship with regulators
Build relationship with associations
Attend risk committee meetings
Identify potential compliance violations
Identify internal control issues
Ensure development of corrective actions
Ensure development of preventive actions
Update Senior Management
Update Regional Compliance
Update Chief Compliance Officer
Participate in divisional compliance projects
Participate in divisional compliance reviews
Provide training on regulatory requirements
Provide education on regulatory requirements
Provide training on internal policy
Provide education on internal policy
Create culture of open communication
Create culture of collaboration
Create culture of inclusiveness
Create culture of high-performance
Perform other tasks as assigned
How You'll Work.
Team & Collaboration
Work with business; Work with function; Work with 1LOD; Work with related departments; Work with Senior Management; Work with Regional Compliance; Work with Chief Compliance Officer; Work with regulators; Work with associations; Work with risk committee; Work with employees; Work with distribution channels
Process & Methodology
Project management
Full Job Description
The job holder will be a leader in compliance function and will act second line of defense to control & monitor the key compliance sub-risk types in the organization: **Key Responsibilities:** * Management and oversight of regulatory compliance, financial crime risk, anti-bribery and corruption, business code of ethic, personal data protection risk, regulatory reporting, record retention (refer as corporate compliance). * Ensure new and change in regulatory obligations are identified and cascaded to business and function for implementation. * Overall responsibility for the Corporate Compliance team delivery • Develop and implement the compliance monitoring and testing program providing on-going assessment of control effectiveness of corporate compliance risks. * Assist Chief Compliance Officer and Senior Management to promote an ethical business culture & compliance awareness throughout Manulife Vietnam (“MVL”); * Provide expert counsels to Process Owners to issue internal rules, policies & standards for corporate compliance risk management (including AML/ATF, FATCA, ABAC, Privacy & Data Protection, Records Management and Regulatory Compliance Management generally) and advise to related corporate compliance issues. * Work with 1LOD to identify, monitor and report the corporate compliance risk that may arise to Chief Compliance Officer or Executive Management team. * Ensuring effective compliance risk management controls are in place to comply with regulatory requirements and company policies/ procedures; Establish/revise policies and procedures related to Corporate Compliance’ scope of work * Develop and carry out the annual or unscheduled compliance check program ((specialized in Financial Crimes Risk Management & Regulatory Compliance Risk Management) to ensure the compliance with the provision of law, internal rules and regulation and the professional ethic standards. * Working closely with the Chief Compliance Officer and Senior Management, build strong relation
Applying for this Director, Corporate Compliance role?
Most applicants get filtered before a human reads their resume. See if yours makes the cut.
How to Apply on Workday
- Workday has a multi-step form — save your progress after every section.
- "Apply With LinkedIn" can fail or lose data; manual entry is more reliable.
- Watch for the "Submit for Review" final step — hitting "Save" alone does not submit.
- Job requisition numbers are useful when following up with HR by email.
ANONYMOUS · UNFILTERED
What do employees actually say about Manulife?
Real rants from real employees. Read before you apply.