Upstart
Financial Services
Director,Compliance&ControlOversight
“Director, Compliance & Control Oversight at Upstart. Skills: Compliance, Risk management, Consumer lending. Ensure accuracy for borrowers. Ensure fairness for borrowers”
Industry & Context.
Root cause analysis
East/West coast time zones, Quarterly onsites
What They're Looking For.
Must Have
5+ years experience consumer lending, Experience supporting regulatory examinations
Nice to Have
UDAAP, Regulation B frameworks, Experience supporting OCC, CFPB examinations, Familiarity with secured consumer lending, Familiarity with AI/ML credit decisioning
What You'll Do.
Ensure accuracy for borrowers
Ensure fairness for borrowers
Ensure examination-readiness
Develop compliance strategies
Oversee control frameworks
Manage regulatory relationships
Support regulatory examinations
Identify compliance gaps
Propose compliance solutions
Drive compliance execution
Resolve marketing violations
Resolve disclosure issues
How You'll Work.
Team & Collaboration
Growth and Product leaders; Second-line partners; Internal audit; Regulators
Communication Scope
Credible with regulators; Credible with audit; Credible with leadership
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