Capital One
Financial Services
DirectorComplianceAdvisoryPersonalLoans
“Director Compliance Advisory - Personal Loans at Capital One. Skills: Compliance Advisory, Personal Loans Compliance, Compliance Management Program (CMP). Provide compliance advice regarding business strategy and new products to leaders in a growing business. Own the management and oversight of a robust Compliance Management Program (CMP)”
Industry & Context.
Analytical thinking; Analyze, evaluate, develop and effectuate solutions to complex problems
Will not sponsor a new applicant for employment authorization
What They're Looking For.
Must Have
Bachelor's Degree or Military experience, At least 5 years of experience in compliance, legal, audit, or risk management, At least 5 years of experience supporting, partnering and interacting with internal business clients
Nice to Have
Certifications such as: Certified Regulatory Compliance Manager (CRCM), Certified Information Privacy Professional (CIPP), or Juris Doctor (J. D. ), At least 10 years of experience in Banking or Financial Services, Previous experience in Risk Management or Compliance or a related field, Proven ability to communicate, collaborate and manage relationships with internal and external stakeholders at various levels in a matrixed organization, while driving results, Ability to read and interpret regulations, and discuss with associates in the business, written and verbal communication skills, High energy and a desire to work in a results-oriented, rapid growth environment, The judgment to analyze, evaluate, develop and effectuate solutions to complex problems, Team player with creativity, resourcefulness, a passion for problem-solving, comfort with ambiguity, and interpersonal skills, Ability to prioritize among many conflicting needs, advocate a course of action, and pursue it consistently, while remaining flexible and responsive to dynamic situations, Demonstrated ability to think strategically
What You'll Do.
Provide compliance advice regarding business strategy and new products to leaders in a growing business
Own the management and oversight of a robust Compliance Management Program (CMP)
Ensure all components of the CMP are in place and operating effectively
Serve as a credible business advisor and partner representing the Compliance organization to the Personal Loans business
Lead a team of Compliance Advisors as they support specific areas within the Personal Loans business
Maintain subject matter expertise in applicable laws
and regulator guidance
Maintain key relationships with business leadership as well as Legal
and other stakeholders
Support the management of issues with the business and risk office as they arise
identify and escalate risk scenarios where needed and propose potential mitigations
How You'll Work.
Team & Collaboration
Engage other groups, including Compliance Testing, Legal, Compliance Central Governance, and the US Card Business Risk Office; Coordinate with cross-functional teams to accomplish shared objectives; Maintain key relationships with business leadership as well as Legal, Risk Management, and other stakeholders
Communication Scope
Written and verbal communication skills
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