ComplianceTesterIII

Compliance Tester III **The Corporate Compliance Testing team is seeking an experienced Principal Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team Manager, for the purpose of independently validating business line adherence to applicable Laws, Regulations, and Guidance. A successful candidate enjoys developing a deep understanding of requirements and conducting monitoring/testing and drawing conclusions based on critical thinking, judgment and analysis to validate adherence. The role requires the ability to work cross-functionally with both business partners and compliance advisors and the ability to work autonomously. In addition, this role requires great attention to detail and excellent verbal and written communication skills.** **The Compliance Tester III performs a key second line of defense role, to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations.** **The Compliance Tester III will support lines of business by:** * **Testing adherence to business and regulatory requirements** * **Testing risk based compliance transactions** * **Control reviews focused on reviewing control activities mitigating risks and requirements** **Responsibilities will include (but may not be limited to):** * **Execute targeted, complex transaction testing for regulatory and line of business compliance requirements in alignment with team and ICTT methodology and procedures** * **Execute control reviews under the CCR methodology** * **Suggest changes to testing or perform high risk testing as needed** * **Manage testing schedules to ensure all tasks and reporting are completed within established timeframes** * **Obtain and analyze test data from multiple sources, following documented test plans, and systematically documenting the work and results** * **Develop new ways to test large populations of data** * **Review transaction tests executed by peers for accurac