State Street
financial services
ComplianceRiskTestingAnalyst–AssistantVicePresident
“Compliance Risk Testing Analyst – Assistant Vice President at State Street. Skills: regulatory testing, controls testing, risk assessment, internal controls, compliance, audit functions. develop and execute regulatory testing and controls testing. contribute to Compliance Risk Testing plan development”
What You'll Achieve.
provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies
Industry & Context.
Ability to evaluate detailed business data and test results with healthy skepticism and an understanding of when and how to challenge
What They're Looking For.
Must Have
Bachelor's degree (or equivalent), Relevant work experience in a corporate testing or audit function within the financial services sector and/or related experience managing complex audit or testing operations, or related projects
Nice to Have
Experience with Asset Management and/or U. S. Core Banking Regulations is a plus, CPA, CIA, CISA or other applicable certification preferred
What You'll Do.
develop and execute regulatory testing and controls testing
contribute to Compliance Risk Testing plan development
lead the execution of strategically important testing
Lead process walkthroughs
design monitoring and testing activities for areas deemed to be of higher focus
Perform an analysis of evidentiary data and draw conclusions as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached
Ensure that workpapers are thorough
and support the work executed
including evidence of exceptions identified
Draft reports that are appropriate for executive level consumption to clearly communicate results
Maintain current knowledge of regulators’ focus areas
recent enforcement actions
and industry practices generally
How You'll Work.
Team & Collaboration
work collaboratively as part of an international team across multiple locations with global stakeholders; building relationships across a diverse global team; work across cultures
Communication Scope
Excellent written, verbal, and interpersonal skills; Draft reports that are appropriate for executive level consumption to clearly communicate results, risks, and key issues
Process & Methodology
prioritize multiple tasks
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