Schonfeld

ComplianceOfficer

Hong Kong, Hong Kong
The Brief

“Compliance Officer at Schonfeld. Skills: regulatory, investment, markets compliance knowledge and expertise, Control Room activities, SFC filings. Manage APAC Control Room activities, including wall crosses, market soundings, MNPI and confidential information controls, and maintenance of the restricted list. Liaise with broader compliance teams and various departments to assist with SFC filings, internal inquiries etc”

Industry & Context.

Problems you'll solve

natural problem solver; lateral thinker

What They're Looking For.

Must Have

Bachelor's degree, 5-7 years’ relevant experience, Highly self-motivated, organized, attentive to detail, Structured, methodical, consistent in execution, Adaptable, open to change, natural problem solver, lateral thinker, Comfortable with technology, systems and process orientated, Calm and concise communicator, collaborative, able to engage well with staff of varying roles and seniority, Firm, team first in thinking

Nice to Have

Knowledge of SFC filings and regulations, Experience in maintaining control room restrictions and approving various deals for multiple investment teams, Succeeded in global matrix organizational structures, Project management skills, experience working with Confluence, JIRA and various AI models, Experience of adopting workflow management toolkits and new technologies, Familiarity with the multi-manager hedge fund model

What You'll Do.

Manage APAC Control Room activities

including wall crosses

MNPI and confidential information controls

and maintenance of the restricted list

Liaise with broader compliance teams and various departments to assist with SFC filings

internal inquiries etc

Review and enhance the internal compliance policy and procedures

Assist in conducting routine internal compliance monitoring and reviews

Track and support regulatory change initiatives connected to relevant market structure and investments in Hong Kong

How You'll Work.

Team & Collaboration

Liaise with broader compliance teams and various departments; Be an integral and collaborative member of the APAC compliance team, Global Markets Compliance team and broader Compliance department; collaborative qualities; collaborative environment

Communication Scope

Calm and concise communicator; able to engage well with staff of varying roles and seniority

Process & Methodology

Project management skills

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