ComplianceManager

About Nicola Wealth: We have a lot to be proud of at Nicola Wealth. Our sophisticated financial planning, our diversified private investment funds and their exceptional performance, our 98% client retention rate and our award-winning culture, combine to position us as a national leader in wealth management. Recognized as a Best Managed Company and one of Canada’s Top Employers, we are dedicated to upholding our firm’s values through this phase of significant growth. By bringing together smart, dedicated and supportive colleagues from diverse backgrounds, we deliver extraordinary client service in a values-driven work environment. The collaboration, creativity and entrepreneurial spirit we were founded on provides the opportunity for you to make a real impact and build a rewarding career. We are passionate about our business, our culture and investing deeply in your growth and development to build for the future. If you have this same drive, then let’s talk! Purpose of the Role: Reporting to the Chief Compliance Officer, the Compliance Manager plays a key role in supporting the firm’s compliance and risk management functions ensuring the organization’s policies and practices align with applicable regulatory requirements. The Compliance Manager will contribute to maintaining a strong culture of compliance, assisting with practical program delivery, operational rigor, and continuous improvement. Core Responsibilities: Support the implementation and maintenance of the firm’s compliance program, ensuring alignment with relevant legislation and internal policies. Monitor regulatory developments and make recommendations for updating compliance policies and procedures to reflect changes in legislation and best practices. Contribute to the development and delivery of compliance training materials for employees across the organization. Participate in internal assessments to identify compliance gaps, recommend improvements to strengthen controls and enhance operational efficie