Interactive Brokers
Financial Services
ComplianceAnalystFIU
“Compliance Analyst - FIU at Interactive Brokers. Skills: AML/CTF, Regulatory analysis, Transaction monitoring. Assist in monitoring cashiering transactions. Assist in surveillance of cashiering transactions”
Industry & Context.
Problem-solving skills
What They're Looking For.
Must Have
AML/CTF Rules familiarity, Experience with exchange and regulatory enquiries, Fluency in English, Good quantitative skills, Good analytical skills, Good problem-solving skills, Solid academic background, Relevant qualifications
Nice to Have
Good communication skills, Customer service experience, Knowledge on AI/Machine Learning, "can do" attitude, Willingness to learn, Good organizational skills, Ability to multi-task, Ability to prioritize, Ability to work with minimal supervision, High degree of comfort with computers, High degree of fluency with computers, Understanding of technology applied to business, Understanding of technology applied to regulatory problems, Ability to rapidly develop understanding of technology
What You'll Do.
Assist in monitoring cashiering transactions
Assist in surveillance of cashiering transactions
Communicate with clients on monitoring matters
Review surveillance systems/reports
Manage projects for enhancements
Implement approved enhancements
Stay up to date with regulations
Stay up to date with international developments
How You'll Work.
Communication Scope
Good communication skills; Customer service experience; Fluency in English
Process & Methodology
Manage projects, Build enhancements, Implement changes
Applying for this Compliance Analyst - FIU role?
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