SRS Acquiom
Financial Services
ComplianceAnalyst
Neural analysis suggests this role is
optimal for Mid candidates.
“Compliance Analyst at SRS Acquiom. Skills: Contract review, Financial analysis, Client relationship management. Review and analyze contractual obligations. Coordinate distributions with internal and external parties”
What You'll Achieve.
Ensure funds are released in a timely manner; Mitigate risk; Achieve high-quality output
Industry & Context.
Think outside the box to solve problems; Facilitate timely problem resolution; Utilize critical thinking and strategies to provide viable solutions; Identify and provide in-depth follow-through to ensure any issues are resolved
Must be available to work within Denver, Colorado, Mountain standard business hours, Ability to work irregular hours, such as nights/weekends or after hours, may be required, Work in fast-paced environment, Legally authorized to work in the United States without the need for current or future visa sponsorship
What They're Looking For.
Must Have
Bachelor’s degree, preferably in Finance, Economics, or Business, 3-5 years’ experience within financial services, Proficient in all Microsoft Office products, Demonstrated ability to interpret contracts, Excellent communication, both verbal and written, facilitation, and interpersonal skills, Ability to face off across all levels of an organization, as well as external stakeholders, Can work within deadlines and complete work in a timely manner, Takes ownership of issues and follows through to resolution, Can work independently or as part of a team, Attention to detail, Analytical and organizational skills, Ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment, Maintain a high level of confidentiality and integrity, Flexibility to work over various time zones to accommodate Clients and Management, when needed
Nice to Have
Client excellence experience dealing with high-net-worth individuals, Exposure to legal agreements or contracts, Quick learner and adaptable to learn new processes, concepts, and skills, Ability to take initiative in learning and applying new skills, Highly motivated self-starter, Ability to work collaboratively and independently, Operates with the highest integrity and attention to detail, Ability to multitask, work in a demanding, fast-paced environment, and handle multiple competing priorities and projects with high-quality output, Ability to generate solutions and appropriately escalate to management, Knowledge of M&A transactions and/or M&A post-closing process
What You'll Do.
Review and analyze contractual obligations
Coordinate distributions with internal and external parties
Manage client relationships post-closing
Oversee post-closing distribution releases
Perform in-depth review of transactional agreements
Identify cross-selling opportunities
Balance email communication and pipeline
Coordinate with internal teams for distribution waterfalls
Review and/or draft transactional instructions
Complete due diligence on post-closing M&A activities
Serve as primary contact for release inquiries
Facilitate problem resolution
Accountable for quality
Ensure quality service delivery
Build and maintain relationships
Execute special projects
Identify trends impacting release process
Utilize critical thinking for solutions
Follow through to ensure issues are resolved
How You'll Work.
Team & Collaboration
Coordinate with various internal departments; Coordinate closely with internal teams; Communicate effectively with external parties; Build and maintain inter-departmental relationships; Work as part of a team
Communication Scope
Excellent communication, both verbal and written; Facilitation skills; Interpersonal skills; Communicate effectively and in a timely manner
Process & Methodology
Manage multiple tasks simultaneously, Manage multiple time-sensitive tasks
Full Job Description
About SRS Acquiom SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we’ve been the partner dealmakers rely on for speed, precision, and less friction -supporting over 10,000 deals worth more than $1.7 trillion along the way. Our solutions start with human expertise and are powered by technology: virtual data rooms, document solicitation, escrow and payment administration, shareholder representation, and independent loan‑agency services like administrative and collateral agent support. Each service works seamlessly on its own, but when brought together by our expert team, they form an end‑to‑end system that helps even the most complex deals cross the finish line. We’re equally committed to building careers as we are to building solutions. At SRS Acquiom, internal mobility isn’t just a buzzword, it’s part of how we grow. We invest in our people, creating opportunities to learn, stretch, and step into new roles as the business evolves. If you’re looking for a company with entrepreneurial energy, a proven record of growth and innovation, and a culture that supports your next career move, we’d love to talk. A few benefits our employees enjoy Day‑one coverage: medical, dental, and vision plans so you’re protected from the start A 401(k) with a 4% company match to keep your future on track Discretionary time off - take the time you need, when you need it Employer‑paid life insurance, with the option to add extra coverage for peace of mind Employee Assistance Programs for confidential support when life gets complicated Discounted pet insurance (because furry family members count, too) A fitness credit to back your health and wellness goals Pre‑tax plans for dependent care, transportation, and flexible spending Position Summary SRS Acquiom is currently searching for a Compliance Analyst for our Contract Administration department. The Compliance Analyst is
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