Mercer
ComplianceAnalyst
“Compliance Analyst at Mercer. Skills: Compliance Monitoring, Fitness and Probity, Complaints Management, Data Protection. Lead execution of the annual compliance monitoring plan. Coordinate and respond to Data Subject Access Requests”
What You'll Achieve.
ensuring that regulatory risks are appropriately identified, mitigated, managed and monitored; ensuring that the function delivers its annual compliance plan
Industry & Context.
suggest ways of improvement
CF2 Role per the Fitness and Probity Framework, subject to the Conduct Standards under the Individual Accountability Framework
What They're Looking For.
Must Have
2- 3 years compliance/regulatory experience in financial services, Experience in conducting Compliance Monitoring reviews, Experience in overseeing processes in place for effective Fitness and Probity, Individual Accountability Framework and Minimum Competency Code compliance
Nice to Have
LCOI designation
What You'll Do.
Lead execution of the annual compliance monitoring plan
Coordinate and respond to Data Subject Access Requests
Oversee policies and procedures for Fitness and Probity
Review and adjudicate complaints
Develop and maintain compliance policies
Design and deliver compliance training
Build relationships with business colleagues
How You'll Work.
Team & Collaboration
Build relationships with front-line business colleagues; Provide practical advisory support
Communication Scope
business presentation; writing; communication skills
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