Delta Exchange
Crypto, Fintech, Financial Services
ComplianceAnalyst
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Compliance Analyst at Delta Exchange. Skills: AML/CFT, Trade Surveillance, Regulatory Compliance. Manage AML processes. Detect suspicious activities”
Industry & Context.
Risk assessment
What They're Looking For.
Must Have
AML/CFT experience, Trade surveillance experience, Understand risk factors, Knowledge of STR filing, Knowledge of surveillance tools, Knowledge of AML/KYC frameworks, Conduct risk assessments, Screening for criminal records, Familiarity with sanctions screening, Technical skills for AML/CFT software, Analytical skills, Attention to detail
Nice to Have
Experience in crypto sectors, Experience in fintech sectors, Relevant certifications
What You'll Do.
Detect suspicious activities
Investigate suspicious activities
Report suspicious activities
File Suspicious Transaction Reports
Respond to FIU alerts
Respond to FIU queries
Respond to FIU emails
Design surveillance mechanisms
Implement surveillance mechanisms
Monitor trading activity
Detect insider trading
Detect manipulative behaviour
Investigate suspicious trading patterns
Enhance surveillance frameworks
Ensure AML/CFT compliance
Develop compliance policies
Maintain compliance policies
Revise compliance policies
Prepare reports to authorities
Submit reports to authorities
Stay abreast of regulations
Build relationships with authorities
Build relationships with agencies
Provide compliance inputs
How You'll Work.
Team & Collaboration
Work with internal teams; Embed compliance into processes; Provide compliance inputs
Full Job Description
We are seeking a dynamic and detail-oriented individual to oversee key compliance functions including prevention of money laundering process and operations, trade surveillance. The ideal candidate will ensure robust detection and mitigation of suspicious activities, regulatory reporting, and internal policy development aligned with current compliance requirements in the crypto and related fintech sectors **Requirements** **FIU Operations:** * Manage AML processes to detect, investigate, and report suspicious activities in a timely manner. * File Suspicious Transaction Reports (STRs) to concern authority in compliance with requirements. * Respond to FIU alerts, queries, and emails, ensuring accurate and timely Communication. **Trade Surveillance:** * Design and implement effective surveillance mechanisms to monitor trading activity and detect market abuse, insider trading, or manipulative behaviour. * Investigate suspicious trading patterns and escalate issues as required. * Enhance surveillance frameworks in line with market practices and regulatory Expectations. AML Compliance: * Ensure organization-wide compliance with applicable AML/CFT regulations and internal standards. * Conduct periodic AML audits and ensure compliance with Know Your Customer (KYC) and Enhanced Due Diligence (EDD) standards. **Policy Development and Training:** * Develop, maintain, and revise compliance policies and SOPs based on evolving regulatory norms. **Regulatory Reporting & Liaison:** * Prepare and submit accurate reports within prescribed timelines to the authorities. Stay abreast of changes in compliance regulations, particularly in the crypto and financial services industries. * Build strong working relationships with relevant authorities and enforcement Agencies. **Team Collaboration:** * Work closely with internal teams including legal, finance, risk, and operations to embed compliance into business processes. * Provide compliance inputs for new products, services, and partnership
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