CapFloat Financial Service

Financial Services

ComplianceAnalyst

₹12–18L ~AI est. Bengaluru, Karnataka, India FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Senior candidates.

The Brief

“Compliance Analyst at CapFloat Financial Service. Skills: RBI regulations, Compliance monitoring, Regulatory reporting. Monitor RBI circulars. Monitor regulatory notifications”

Industry & Context.

Financial Services

What They're Looking For.

Must Have

Company Secretary (CS) / LLB / CA / MBA (Finance) / master’s degree, 4+ years of experience in Compliance, Regulatory Affairs, Risk, Audit, or Governance, Experience with RBI regulations, Experience with compliance reviews, Experience with regulatory reporting processes

Nice to Have

6+ years of compliance, audit or risk management experience, Experience prioritizing and handling multiple assignments, Experience in RBI-regulated entities, Experience with compliance monitoring and testing frameworks, Knowledge of outsourcing governance requirements, Knowledge of vendor compliance, Experience supporting regulatory inspections, Experience supporting audit processes

What You'll Do.

Monitor RBI circulars

Monitor regulatory notifications

Monitor master directions

Assist in regulatory impact assessment

Track regulatory implementation

Conduct periodic compliance reviews

Conduct thematic assessments

Perform testing of regulatory controls

Identify compliance gaps

Support preparation of regulatory submissions

Support preparation of internal compliance reports

Support preparation of Board/Committee updates

Ensure compliance records are audit ready

Coordinate with business for compliance confirmations

Coordinate with support functions for compliance confirmations

Follow up on closure of compliance actions

Act as Compliance SPOC for assigned business functions

Coordinate annual outsourcing reviews

Track vendor compliance submissions

Escalate gaps to senior Compliance management

Escalate non-compliances to senior Compliance management

Support RBI inspections

Support internal audits

Support statutory audits

Support special audits

Coordinate responses to audit observations

Track closure of audit findings

Assess impact of regulatory updates

Coordinate with cross-functional teams

Facilitate implementation of regulatory requirements

Ensure timely closure of compliance actions

Conduct compliance testing

Prepare management reports

Maintain governance documentation

Support an RBI inspection

Drive a compliance awareness initiative

How You'll Work.

Team & Collaboration

Cross-functional teams; Business functions; Support functions; Operations; Risk; Technology; Finance

Full Job Description

We are seeking a Compliance Analyst to join our Compliance team. In this role, you will support the Compliance function in ensuring adherence to applicable RBI regulations, internal policies, governance frameworks, and regulatory obligations. You will serve as a coordinator within the Compliance Department, driving compliance reviews, regulatory monitoring, stakeholder coordination, and maintenance of compliance records. Key job responsibilities Monitor RBI circulars, notifications, master directions, and regulatory developments; assist in regulatory impact assessment and implementation tracking. Assist in conducting periodic compliance reviews and thematic assessments per the approved Compliance Monitoring Plan; perform testing of regulatory controls and identify compliance gaps. Support preparation of regulatory submissions, internal compliance reports, Board/Committee updates, and ensure compliance records are audit ready. Coordinate with business and support functions for compliance confirmations, follow up on closure of compliance actions, and act as the Compliance SPOC for assigned business functions. Coordinate annual outsourcing reviews, track vendor compliance submissions, and escalate gaps or non-compliances to senior Compliance management. Support RBI inspections, internal/statutory audits, and special reviews; coordinate responses to audit observations and track closure of findings. A day in the life You'll start your day by reviewing the latest RBI circulars and regulatory updates, assessing their impact on Amazon's operations. You'll coordinate with cross-functional teams — business, operations, risk, technology, and finance — to facilitate implementation of regulatory requirements and ensure timely closure of compliance actions. You'll conduct compliance testing, prepare management reports, and maintain governance documentation. No two days are the same — you might be supporting an RBI inspection one day and driving a compliance awareness initiative t

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