CapFloat Financial Service
Financial Services
ComplianceAnalyst
Neural analysis suggests this role is
optimal for Senior candidates.
“Compliance Analyst at CapFloat Financial Service. Skills: RBI regulations, Compliance monitoring, Regulatory reporting. Monitor RBI circulars. Monitor regulatory notifications”
Industry & Context.
What They're Looking For.
Must Have
Company Secretary (CS) / LLB / CA / MBA (Finance) / master’s degree, 4+ years of experience in Compliance, Regulatory Affairs, Risk, Audit, or Governance, Experience with RBI regulations, Experience with compliance reviews, Experience with regulatory reporting processes
Nice to Have
6+ years of compliance, audit or risk management experience, Experience prioritizing and handling multiple assignments, Experience in RBI-regulated entities, Experience with compliance monitoring and testing frameworks, Knowledge of outsourcing governance requirements, Knowledge of vendor compliance, Experience supporting regulatory inspections, Experience supporting audit processes
What You'll Do.
Monitor RBI circulars
Monitor regulatory notifications
Monitor master directions
Assist in regulatory impact assessment
Track regulatory implementation
Conduct periodic compliance reviews
Conduct thematic assessments
Perform testing of regulatory controls
Identify compliance gaps
Support preparation of regulatory submissions
Support preparation of internal compliance reports
Support preparation of Board/Committee updates
Ensure compliance records are audit ready
Coordinate with business for compliance confirmations
Coordinate with support functions for compliance confirmations
Follow up on closure of compliance actions
Act as Compliance SPOC for assigned business functions
Coordinate annual outsourcing reviews
Track vendor compliance submissions
Escalate gaps to senior Compliance management
Escalate non-compliances to senior Compliance management
Support RBI inspections
Support internal audits
Support statutory audits
Support special audits
Coordinate responses to audit observations
Track closure of audit findings
Assess impact of regulatory updates
Coordinate with cross-functional teams
Facilitate implementation of regulatory requirements
Ensure timely closure of compliance actions
Conduct compliance testing
Prepare management reports
Maintain governance documentation
Support an RBI inspection
Drive a compliance awareness initiative
How You'll Work.
Team & Collaboration
Cross-functional teams; Business functions; Support functions; Operations; Risk; Technology; Finance
Full Job Description
We are seeking a Compliance Analyst to join our Compliance team. In this role, you will support the Compliance function in ensuring adherence to applicable RBI regulations, internal policies, governance frameworks, and regulatory obligations. You will serve as a coordinator within the Compliance Department, driving compliance reviews, regulatory monitoring, stakeholder coordination, and maintenance of compliance records. Key job responsibilities Monitor RBI circulars, notifications, master directions, and regulatory developments; assist in regulatory impact assessment and implementation tracking. Assist in conducting periodic compliance reviews and thematic assessments per the approved Compliance Monitoring Plan; perform testing of regulatory controls and identify compliance gaps. Support preparation of regulatory submissions, internal compliance reports, Board/Committee updates, and ensure compliance records are audit ready. Coordinate with business and support functions for compliance confirmations, follow up on closure of compliance actions, and act as the Compliance SPOC for assigned business functions. Coordinate annual outsourcing reviews, track vendor compliance submissions, and escalate gaps or non-compliances to senior Compliance management. Support RBI inspections, internal/statutory audits, and special reviews; coordinate responses to audit observations and track closure of findings. A day in the life You'll start your day by reviewing the latest RBI circulars and regulatory updates, assessing their impact on Amazon's operations. You'll coordinate with cross-functional teams — business, operations, risk, technology, and finance — to facilitate implementation of regulatory requirements and ensure timely closure of compliance actions. You'll conduct compliance testing, prepare management reports, and maintain governance documentation. No two days are the same — you might be supporting an RBI inspection one day and driving a compliance awareness initiative t
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