Aqua

Financial Services

ComplianceAdvisor(Lending)

Corporate Cove FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Mid candidates.

The Brief

“Compliance Advisor (Lending) at Aqua. Skills: Compliance, Lending, Regulations, Risk. Provide compliance advice and direction. Assist with execution of Compliance Management System”

Industry & Context.

Financial Services
Eligibility Requirements

Must be able to sit for long periods of time, Working on a computer 90% of the time

What They're Looking For.

Must Have

5 years of compliance experience within financial services or consumer finance, Subject matter expertise in federal and state consumer lending laws and regulations, Knowledge of consumer lending compliance risk and the consumer regulatory framework, Attention to detail and accuracy, Excellent verbal and written communication skills, Proficient in the utilization of Microsoft Office Suite, Ability to thrive in a fast-paced work environment

Nice to Have

CRCM, Prior experience in indirect lending

What You'll Do.

Provide compliance advice and direction

Assist with execution of Compliance Management System

Provide guidance on compliance risk

Assist with corrective action plans

Assist with new products and services

Assist with audits and examinations

Assist with policy and procedure management

Act as compliance point of contact

Maintain expertise in regulations

Develop relationships with business partners

Provide effective challenge

Assist with compliance reporting

How You'll Work.

Team & Collaboration

Develops and manages relationships with business partners; Understanding business risks; Providing effective challenge to business partners

Communication Scope

Excellent verbal and written communication skills

Full Job Description

The Compliance Advisor (Lending) is primarily responsible for providing compliance advice and direction across the enterprise in accordance with Aqua’s Compliance Management System. **Essential Functions** * Assists the Compliance Department with the execution of Aqua’s Compliance Management System, including regulatory change, issues management, risk assessment, complaint management, training, and monitoring * Provides detailed and actionable guidance to business partners regarding compliance risk and mitigating controls * Assists with implementation of corrective action plans, new products and services, and vendors * Assists with responding to audits and examinations * Assists with policy and procedure management * Acts as the compliance point of contact for projects as assigned * Maintains expertise in applicable state and federal regulations * Develops and manages relationships with business partners, understanding business risks and providing effective challenge to business partners when compliance controls are lacking, inadequate, or ineffective * Assist with compliance reporting * Other projects as assigned **Required Education and Experience** * Bachelor’s degree in related field or commensurate work experience required * 5 years of compliance experience within financial services or consumer finance, in progressively elevated roles required * Subject matter expertise in federal and state consumer lending laws and regulations (such as FCRA, ECOA, GLBA, TILA, UDAAP) required * Knowledge of consumer lending compliance risk and the consumer regulatory framework required * Attention to detail and accuracy required * Excellent verbal and written communication skills required * Proficient in the utilization of Microsoft Office Suite * Ability to thrive in a fast-paced work environment * CRCM preferred * Prior experience in indirect lending preferred **Physical Demands** While performing the duties of this job, the employee is frequently required to sit, stand, walk

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