Aqua
Financial Services
ComplianceAdvisor(Lending)
Neural analysis suggests this role is
optimal for Mid candidates.
“Compliance Advisor (Lending) at Aqua. Skills: Compliance, Lending, Regulations, Risk. Provide compliance advice and direction. Assist with execution of Compliance Management System”
Industry & Context.
Must be able to sit for long periods of time, Working on a computer 90% of the time
What They're Looking For.
Must Have
5 years of compliance experience within financial services or consumer finance, Subject matter expertise in federal and state consumer lending laws and regulations, Knowledge of consumer lending compliance risk and the consumer regulatory framework, Attention to detail and accuracy, Excellent verbal and written communication skills, Proficient in the utilization of Microsoft Office Suite, Ability to thrive in a fast-paced work environment
Nice to Have
CRCM, Prior experience in indirect lending
What You'll Do.
Provide compliance advice and direction
Assist with execution of Compliance Management System
Provide guidance on compliance risk
Assist with corrective action plans
Assist with new products and services
Assist with audits and examinations
Assist with policy and procedure management
Act as compliance point of contact
Maintain expertise in regulations
Develop relationships with business partners
Provide effective challenge
Assist with compliance reporting
How You'll Work.
Team & Collaboration
Develops and manages relationships with business partners; Understanding business risks; Providing effective challenge to business partners
Communication Scope
Excellent verbal and written communication skills
Full Job Description
The Compliance Advisor (Lending) is primarily responsible for providing compliance advice and direction across the enterprise in accordance with Aqua’s Compliance Management System. **Essential Functions** * Assists the Compliance Department with the execution of Aqua’s Compliance Management System, including regulatory change, issues management, risk assessment, complaint management, training, and monitoring * Provides detailed and actionable guidance to business partners regarding compliance risk and mitigating controls * Assists with implementation of corrective action plans, new products and services, and vendors * Assists with responding to audits and examinations * Assists with policy and procedure management * Acts as the compliance point of contact for projects as assigned * Maintains expertise in applicable state and federal regulations * Develops and manages relationships with business partners, understanding business risks and providing effective challenge to business partners when compliance controls are lacking, inadequate, or ineffective * Assist with compliance reporting * Other projects as assigned **Required Education and Experience** * Bachelor’s degree in related field or commensurate work experience required * 5 years of compliance experience within financial services or consumer finance, in progressively elevated roles required * Subject matter expertise in federal and state consumer lending laws and regulations (such as FCRA, ECOA, GLBA, TILA, UDAAP) required * Knowledge of consumer lending compliance risk and the consumer regulatory framework required * Attention to detail and accuracy required * Excellent verbal and written communication skills required * Proficient in the utilization of Microsoft Office Suite * Ability to thrive in a fast-paced work environment * CRCM preferred * Prior experience in indirect lending preferred **Physical Demands** While performing the duties of this job, the employee is frequently required to sit, stand, walk
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