Stash

Financial Services

BrokerageOperationsAssociate

$80–100k New York, New York, United States
The Brief

“Brokerage Operations Associate at Stash. Skills: Brokerage operations, Equities trading, AI integration. Complete daily brokerage operations tasks/workflows. Ensure operational procedures and risk controls are followed”

Industry & Context.

Financial Services
Problems you'll solve

Troubleshoot ACATs

What They're Looking For.

Must Have

1-3 years brokerage operations/trading experience, FINRA Series 99 required, Bachelor's Degree in Finance, Economics, or quantitative field, Advanced MS Excel skills, Intermediate SQL skills, Intermediate VBA/Macros skills, Proven hands-on AI tools experience

Nice to Have

Margin experience a plus, Series 7 a plus, Series 63 a plus, Series 57 or obtain within 90 days

What You'll Do.

Complete daily brokerage operations tasks/workflows

Ensure operational procedures and risk controls are followed

Document operational procedures

Maintain operational procedures

Ensure timely settlement of all trades

Ensure timely settlement of client allocations

Resolve client breaks

Resolve street side breaks

Review house accounts

Reconcile house accounts

Process trade bookings

Process cancel/rebills

Ensure accuracy of positions

Ensure accuracy of cash

Ensure accuracy of broker data

Provide user account maintenance

Review new account activity

Review existing account activity

Monitor corporate action events

Manage corporate action events

Support Compliance team

Support Engineering team

Establish risk indicators

Monitor risk indicators

Manage risk indicators

Identify opportunities to improve operational processes

Improve operational processes through automation

Participate in project work

Conduct needs assessment

Build operational platforms

Scale operational platforms

Build technology platforms

Scale technology platforms

Participate in QA cycles

How You'll Work.

Team & Collaboration

Support Legal, Compliance, Product, and Engineering teams

Free ATS check

Applying for this Brokerage Operations Associate role?

Most applicants get filtered before a human reads their resume. See if yours makes the cut.

ANONYMOUS · UNFILTERED

What do employees actually say about Stash?

Real rants from real employees. Read before you apply.

Read Company Rants →