Stash
Financial Services
BrokerageOperationsAssociate
“Brokerage Operations Associate at Stash. Skills: Brokerage operations, Equities trading, AI integration. Complete daily brokerage operations tasks/workflows. Ensure operational procedures and risk controls are followed”
Industry & Context.
Troubleshoot ACATs
What They're Looking For.
Must Have
1-3 years brokerage operations/trading experience, FINRA Series 99 required, Bachelor's Degree in Finance, Economics, or quantitative field, Advanced MS Excel skills, Intermediate SQL skills, Intermediate VBA/Macros skills, Proven hands-on AI tools experience
Nice to Have
Margin experience a plus, Series 7 a plus, Series 63 a plus, Series 57 or obtain within 90 days
What You'll Do.
Complete daily brokerage operations tasks/workflows
Ensure operational procedures and risk controls are followed
Document operational procedures
Maintain operational procedures
Ensure timely settlement of all trades
Ensure timely settlement of client allocations
Resolve client breaks
Resolve street side breaks
Review house accounts
Reconcile house accounts
Process trade bookings
Process cancel/rebills
Ensure accuracy of positions
Ensure accuracy of cash
Ensure accuracy of broker data
Provide user account maintenance
Review new account activity
Review existing account activity
Monitor corporate action events
Manage corporate action events
Support Compliance team
Support Engineering team
Establish risk indicators
Monitor risk indicators
Manage risk indicators
Identify opportunities to improve operational processes
Improve operational processes through automation
Participate in project work
Conduct needs assessment
Build operational platforms
Scale operational platforms
Build technology platforms
Scale technology platforms
Participate in QA cycles
How You'll Work.
Team & Collaboration
Support Legal, Compliance, Product, and Engineering teams
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