State Street
Financial Services
BRMControlAssurance-SeniorAssociate
Neural analysis suggests this role is
optimal for Senior candidates.
“BRM Control Assurance - Senior Associate at State Street. Skills: Risk Management, Control Assurance, Financial Services. Perform control design reviews. Perform operating effectiveness reviews”
What You'll Achieve.
Ensure operational risks are mitigated; Ensure compliance risks are mitigated; Ensure regulatory obligations are met
Industry & Context.
Problem solving; Analytical skills
What They're Looking For.
Must Have
5 to 7 years of experience in Control Assurance Testing, 5 to 7 years of experience in Audit, 5 to 7 years of experience in Risk Management
Nice to Have
Graduate degree in Business, Graduate degree in Accounting, Graduate degree in Risk Management, Knowledge of Archer GRS solutions platform
What You'll Do.
Perform control design reviews
Perform operating effectiveness reviews
Document results of Control design testing
Document results of effectiveness testing
Perform walkthroughs with business unit management
Perform walkthroughs with subject matter experts
Identify areas of risk
Identify control weaknesses
Identify opportunities for improving risk environment
Evaluate control design
Evaluate operating effectiveness of end to end process
How You'll Work.
Team & Collaboration
Business unit management; Subject matter experts
Communication Scope
Written communication; Verbal communication
Full Job Description
**Who we are looking for** Looking for Control Assurance Testing professional to support the Business Risk Management Monitoring and Testing team in executing regular control design assessment and operating effectiveness reviews. **Why this role is important to us** The team you will be joining - Global Delivery – Business Risk Management, a part of first line of defense plays an important role in the overall success of the organization. Assurance testing is a fundamental part of strengthening our Risk and Control Ecosystem. The Monitoring & Testing team sits within the GD BRM and works with business to establish the core risk management principles. Join us if making your mark in the financial services industry from day one is a challenge you are up for. **What you will be responsible for** As a Senior Associate you will * Perform control design and operating effectiveness reviews in line with State Street Framework including documentation of RCMs and results of Control design and effectiveness testing. * Perform walkthroughs with business unit management and subject matter experts identifying areas of risk and control weaknesses and opportunities for improving the risk environment. * Evaluation of the control design and operating effectiveness of the end to end process to ensure operational and compliance risks are appropriately mitigated, and regulatory obligations are met. **What we value** These skills will help you succeed in this role * Good understanding of financial services and investment products. * Excellent written and verbal communication skills * Problem solving & analytical skills * Ability to work on MS Office (Excel, Word and PPT) * Understanding of Operations in the Financial Industry **Education & Preferred Qualifications** * Graduate degree in Business, Accounting, Risk Management or equivalent experience preferred * 5 to 7 years of strong experience in Control Assurance Testing, Audit and Risk Management space **Additional requirements** Knowled
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