Risk And Regulatory Requirements And Compliance
BranchOperationsManager
“Branch Operations Manager at Risk And Regulatory Requirements And Compliance. Skills: operational support, sales compliance, regulatory requirements. Achieve business objectives by providing operational support.. Manage sales compliance and regulatory requirements.”
What You'll Achieve.
Supports the branch and/or region in achieving business objectives.; Sets inspirational goals, defines clear expected outcomes, and ensures clear accountability for follow through.; Monitors and tracks performance and addresses any issues.; Ensures the effective implementation of Bank initiatives and programs.; Executes work to deliver timely, accurate, and efficient service.; Meets high quality service standards to maximize relationship retention and growth.; Follows through on risk and compliance processes and policies to ensure we safeguard our customers’ assets, maintain their privacy, act in their best interests, and ensure an effectively run function.; Take measured risks while protecting the bank by applying our Risk Management Framework in the execution of your role, in line with our Risk Culture and within our approved Risk Appetite, making sound and risk informed decisions that align to business strategy, protect assets, and adhere to applicable policy documents (Frameworks, Policies, Standards, Procedures and Supporting documents), laws and regulations.
Industry & Context.
Analytical and problem solving skills - In-depth.; Breaks down strategic problems, and analyses data and information to provide insights and recommendations.; Conducts independent analysis and assessment to resolve strategic issues.; Exercises judgment to identify, diagnose, and solve problems within given rules.
What They're Looking For.
Must Have
Typically between 5 - 7 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience., Must meet the licensing and certification requirements for the team / branch / jurisdiction where the mandate is being fulfilled., Deep knowledge and technical proficiency gained through extensive education and business experience.
Nice to Have
Sales and service experience preferred., In-depth operational experience., Supervisory/leadership experience., In-depth experience with financial planning products and related technologies.
What You'll Do.
Achieve business objectives by providing operational support.
Manage sales compliance and regulatory requirements.
Foster a culture aligned to BMO purpose.
Ensure alignment between values and behaviour.
Build interdependent teams that collaborate.
and enable career development.
Improve team performance and manage performance.
Provide input to business development plan.
Support solution and implementation of client concerns.
Perform risk assessments and monitoring.
Make recommendations about risk and regulatory requirements.
Recommend and implement solutions.
Assist in development of strategic plans.
Identify emerging issues and trends.
Support execution of strategic initiatives.
Help determine business priorities.
Conduct independent analysis and assessment.
Act as prime contact for stakeholder relationships.
Coordinate and execute specific activities.
Build effective relationships with stakeholders.
Ensure alignment between stakeholders.
Break down strategic problems.
Analyze data and information.
Coordinate management of data.
Monitor and track performance.
Design and produce reports and dashboards.
Ensure effective implementation of initiatives.
Model a mindset for continuous improvement.
Build change management plans.
Lead or participate in change management activities.
Define communication plan.
Prepare documentation of compliance monitoring.
Execute administrative reviews and filings.
Ensure Branch organization and delegation templates.
Monitor daily and monthly transactions.
Supervise cash and securities related responsibilities.
Oversee maintenance of Policies and Procedures Manual.
Lead execution of operational processes.
Act as subject matter expert on business applications.
Monitor operational controls.
Identify and analyze factors affecting risk mitigation.
Monitor Branch adherence to compliance regulations.
Provide input into planning of operational programs.
Execute work to deliver timely
and efficient service.
Source new sales & service professional candidates.
Support Trainee mentorship and supervise performance.
Lead/participate in design of core business processes.
Develop and manage a business/group program.
Review program for effectiveness.
Identify business needs
design/develop tools and training.
Perform various operational activities.
Provide administrative/operational support.
Meet high quality service standards.
Identify and escalate all irregularities and discrepancies.
Follow through on risk and compliance processes.
Protect Bank's assets.
Comply with all regulatory
legal and ethical requirements.
Provide specialized consulting
analytical and technical support.
Exercise judgment to identify
Work independently and handle non-routine situations.
Take measured risks while protecting the bank.
How You'll Work.
Team & Collaboration
Builds interdependent teams that collaborate across functional and operating groups.; Builds effective relationships with internal/external stakeholders.; Ensures alignment between stakeholders.
Communication Scope
Verbal & written communication skills - In-depth.
Process & Methodology
Coordinates and executes specific activities for the implementation of strategic includes tracking metrics and milestones., Builds change management plans of varying scope and leads or participates in a variety of change management activities including readiness assessments, planning, stakeholder management, execution, evaluation and sustainment of initiatives., Leads or participates in defining the communication plan designed to positively influence or change develops tailored and identifies appropriate distribution channels., Provides input into the planning and implementation of operational programs.
Applying for this Branch Operations Manager role?
Most applicants get filtered before a human reads their resume. See if yours makes the cut.
How to Apply on Workday
- Workday has a multi-step form — save your progress after every section.
- "Apply With LinkedIn" can fail or lose data; manual entry is more reliable.
- Watch for the "Submit for Review" final step — hitting "Save" alone does not submit.
- Job requisition numbers are useful when following up with HR by email.
ANONYMOUS · UNFILTERED
What do employees actually say about Risk And Regulatory Requirements And Compliance?
Real rants from real employees. Read before you apply.