Company
Banking
BA4A&RControls
Neural analysis suggests this role is
optimal for Mid+ candidates.
“BA4 A&R Controls. Skills: Trading controls, Regulatory compliance, Financial reporting. Reconcile daily profit and loss. Investigate discrepancies”
What You'll Achieve.
Ensure accuracy of trading book; Ensure integrity of trading book; Ensure compliance with regulations; Provide insights into performance; Ensure P figures align; Ensure P figures reflect value; Ensure data accuracy; Ensure data completeness; Ensure data consistency; Strengthen controls in work
Industry & Context.
Investigate discrepancies; Resolve problems; Root cause analysis
What They're Looking For.
Must Have
In-depth technical knowledge, Thorough understanding of principles, 5+ years IB
Nice to Have
CFA charterholder preferred
What You'll Do.
Reconcile daily profit and loss
Investigate discrepancies
Resolve discrepancies
Support risk identification
Mitigate trading risks
Report financial risks
Maintain trading data
Provide insights on performance
Prepare regulatory reports
Submit regulatory reports
Support external audits
Address auditor queries
Reflect trading activities in financial statements
Communicate financial information
Collaborate cross functionally
Drive continuous improvement
Develop technical expertise
Impact work of related teams
Partner with other functions
Take responsibility for results
Escalate policy breaches
Advise decision making
Influence decision making
Take ownership for risk
Deliver work in line with rules
Build understanding of sub-function
Build knowledge of organisation products
Make evaluative judgements
Persuade team members
Communicate sensitive information
Build network outside team
Build network external to organisation
How You'll Work.
Team & Collaboration
Cross functional collaboration; Partner with other functions; Work with related teams
Communication Scope
Communicate financial information; Communicate complex information; Communicate sensitive information
Full Job Description
# **Job Description** **Purpose of the role** To oversee the financial aspects of trading activities, ensuring the accuracy and integrity of the bank's trading book, maintenance of compliance with regulatory requirements, and provision of insights into trading performance. **Accountabilities** * Reconciliation of daily profit and loss (P) figures for trading desks to ensure they align with the valued positions in the trading book, investigating and resolving discrepancies between P figures to ensure they reflect the true economic value of the trading portfolio. * Support the identification, assessment, and mitigation of trading risks, and report on these financial risks to senior colleagues. * Maintenance and analysis of the bank’s trading data, ensuring its accuracy, completeness and consistency, and provision of insights to traders and senior colleagues on trading performance. * Preparation and submission of regulatory reports to authorities, and provision of support to external audits including addressing auditor queries and ensuring trading activities are appropriately reflected in financial statements. * Effective communication of complex financial information to traders, risk professionals, senior colleagues, and external stakeholders. * Cross functional collaboration to ensure a coordinated approach to trading activities. **Analyst Expectations** * To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement. * Requires in-depth technical knowledge and experience in their assigned area of expertise * Thorough understanding of the underlying principles and concepts within the area of expertise * They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources. * If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues
Applying for this BA4 A&R Controls role?
Most applicants get filtered before a human reads their resume. See if yours makes the cut.
How to Apply on Workday
- Workday has a multi-step form — save your progress after every section.
- "Apply With LinkedIn" can fail or lose data; manual entry is more reliable.
- Watch for the "Submit for Review" final step — hitting "Save" alone does not submit.
- Job requisition numbers are useful when following up with HR by email.
ANONYMOUS · UNFILTERED
What do employees actually say about this company?
Real rants from real employees. Read before you apply.