Company

Financial Services

AssuranceLeadUKCB&GMO

₹45–70L ~AI est. Pune, India FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Lead candidates.

The Brief

“Assurance Lead UKCB & GMO. Skills: Risk management, Control testing, Data analytics. Provide independent assurance on control processes. Advise on improvements to internal controls framework”

Industry & Context.

Financial Services
Problems you'll solve

Analytical skills; Interpretative thinking

Eligibility Requirements

Overseas travel

What You'll Do.

Provide independent assurance on control processes

Advise on improvements to internal controls framework

Execute ad-hoc assessments and testing

Test design and operational effectiveness of internal controls

Develop detailed test plans and procedures

Identify weaknesses in internal controls

Mitigate potential risks and issues

Communicate key findings and observations

Provide corrective actions to senior managers

Collaborate with other control professionals

Resolve complex issues

Ensure consistent testing methodologies

Develop a knowledge centre

Document control assessments

Train and upskill colleagues

Manage a business function

Contribute to strategic initiatives

Influence policy and procedures

manage and consult on strategic projects

Lead organisation wide projects

Act as deep technical expert

Identify new ways of working

Collaborate cross functionally

guide and coach specialists

Provide information affecting long term profits

Provide information affecting organisational risks

Provide information affecting strategic decisions

Provide expert advice to senior management

Influence decisions made outside own function

coordinate and enable resourcing

coordinate and enable budgeting

coordinate and enable policy creation

Escalate breaches of policies / procedure

Foster and guide compliance

Ensure regulations are observed

Monitor external environment

Influence external environment

Demonstrate knowledge of function integration

Maintain knowledge of industry theories

Maintain knowledge of industry practices

Maintain insight into external market developments

Use interpretative thinking

Use advanced analytical skills

Exercise management authority

Make significant decisions

Make strategic decisions

Negotiate with stakeholders

Influence stakeholders

Act as principal contact point

Act as spokesperson for the function

Deliver risk-based control testing work

manage and oversee testing teams

Challenge control design

Challenge operating effectiveness

Own development of Controls Testing plan

Identify risk focused topics

Coordinate efforts with peer

Deploy data analytics in CTE work

Support upskilling of team in DA

Review and approve working papers

Review and approve testing reports

Review and approve quarterly updates

Facilitate discussion and agreement on output

Maintain relationships with stakeholders

Represent Controls Testing at meetings

Represent Controls Testing at working groups

Deputise for Controls Testing management

Act as Site leader for Assurance

Act as Site leader for CCO teams

How You'll Work.

Team & Collaboration

Cross functionally; With other control professionals; With business stakeholders; With other Assurance teams; With peer; With wider CCO teams

Communication Scope

Written communication; Verbal communication; Report writing; Stakeholder presentations

Process & Methodology

Project management, Organisational planning

Full Job Description

# **Job Description** **Purpose of the role** To partner with the bank, to provide independent insurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank’s internal controls framework. **Accountabilities** * Collaboration across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments and testing on the design and operational effectiveness of the internal controls, aligned to control policies and standards. * Development of detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned to the bank’s control framework to mitigate any potential risks and issues, prioritised by its severity to disrupt bank operations, potential losses, and reputational impact. * Communication of key findings and observations to the relevant stakeholders and business units to improve overall control efficiency and provide corrective actions to senior managers. Collaboration with other control professionals to resolve complex issues and ensure consistent testing methodologies across the bank. * Development of a knowledge centre containing detailed documentation of control assessments, testing on design and operational effectiveness of procedures, findings, and the distribution of material on internal controls to train and upskill colleagues within the bank. **Director Expectations** * To manage a business function, providing significant input to function wide strategic initiatives. Contribute to and influence policy and procedures for the function and plan, manage and consult on multiple complex and critical strategic projects, which may be business wide.. * They manage the direction of a large team or sub-function, leading other people managers and embedding a performance culture aligned to the values of the business. Or for an individual contributor, they lead organisation wide projects and act as deep technical expert and

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