Northern Trust

Financial Services

AssociateFinancialAdvisor

$85–145k Los Angeles, California, United States FULL TIME
Market Sentiment
HIGH DEMAND

Neural analysis suggests this role is
optimal for Mid+ candidates.

The Brief

“Associate Financial Advisor at Northern Trust. Skills: Financial advisory, Sales, Client relationships. Consult with clients to identify goals. Provide solutions and strategies”

What You'll Achieve.

Accomplish clients’ goals

Industry & Context.

Financial Services
Eligibility Requirements

Some travel may be required

What They're Looking For.

Must Have

Minimum 5+ years securities industry, Minimum 5+ years sales experience, Required Securities license: Series 7, Required Securities license: Series 66, Required Securities license: Series 63, Required Securities license: Series 65

Nice to Have

Options expertise preferred, Professional designation preferred (CFP)

What You'll Do.

Consult with clients to identify goals

Provide solutions and strategies

Identify and develop specific clients

Develop specific prospects

Inform clients around strategies

Educate clients around strategies

Inform partners around strategies

Educate partners around strategies

Collaborate with NTSI traders

Ensure excellence in execution

Develop investment strategies

Implement investment strategies

Maximize sales efforts

Document client notes

Document client interaction

Make strategy decisions

Participate in training

Participate in meetings

Set personal sales goals

Develop business plan

Provide client service

Operate business unit knowledge

Provide consulting to team

Provide consulting to partners

Provide leadership to team

Provide leadership to partners

Conduct preliminary analysis

Interact with committees

Interact with management

How You'll Work.

Team & Collaboration

Team environment; Advisory team

Communication Scope

Sales presentation skills; Group presentation skills

Full Job Description

**_About Northern Trust:_** Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. 1\. Consults with clients to identify their goals, objectives and appetite for risk. This collaboration should result in providing solutions and strategies that are aimed towards accomplishing clients’ goals 2\. Work in a team environment to identify and develop specific clients and prospects that are compatible with Northern target profiles 3\. Utilizes broad knowledge of the investment markets and terminology to inform and educate clients and partners around various strategies, particularly around concentrated positions 4\. Collaborates and understands working with NTSI traders to ensure excellence in execution 5\. Participates in team conversations to help develop and implement best in class investment strategies and solutions that will to maximize their sales efforts 6\. Thorough documentation of client notes/interaction into Salesforce is a must to ensure all members of the advisory team are informed and kept up to date on client interaction 7\. Monitors the market and information sources to make appropriate and timely strategy decisions to clients and partners 8\. Fully participates in all ongoing training and meeting initiatives 9\. Sets personal sales goals and business plan with manager based on experience and product knowledge 10\. Providing the highest level of client service to clients is a top priority 11\. Operates independently; has in-depth knowledge of business unit / function

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