Rbc
Financial Services
Associate,DueDiligence
Neural analysis suggests this role is
optimal for Mid candidates.
“Associate, Due Diligence at Rbc. Skills: AML/KYC, Due Diligence, Regulatory Compliance. Perform customer due diligence. Perform client risk assessment”
What You'll Achieve.
Drive efficiencies; Transition the team to a perpetual KYC (pKYC) environment; Maintain data accuracy and timeliness; Ensure required sign-off is obtained; Expedite information collection; Ensure effective rollout and team adoption; Ensure continuity of this critical initiative; Achieve success that is mutual
Industry & Context.
Identify and escalate high-risk records; Identify outstanding items; Identify opportunities to streamline processes; Identify gaps; Mitigate risks
What They're Looking For.
Must Have
Undergraduate degree or equivalent, Demonstrated experience in AML/KYC onboarding, Subject matter expertise in anti-money laundering compliance and regulatory requirements, Demonstrated experience managing KYC documentation and processes
Nice to Have
CAMS or equivalent AML certification, Quality Assurance and Coaching Experience, Knowledge of Swift and Payments
What You'll Do.
Perform customer due diligence
Perform client risk assessment
Perform AML/KYC activities
Ensure information quality
Satisfy regulatory requirements
Perform Client Risk Scoring
Perform Client Identification
Review KYC documentation
Update AML/KYC client information
Identify and escalate high-risk records
Maintain oversight of file progression
Track completion rates
Manage approval workflows
Identify outstanding items
Provide reporting support
Support DD staff development
Provide peer coaching
Provide training on client review
Support implementation of initiatives
Stay current with industry developments
Share insights and learnings
Communicate team updates
Communicate process improvements
Drive operational efficiencies
Identify opportunities to streamline processes
Enhance client experience
Gather client feedback
Leverage stakeholder feedback
Drive continuous quality improvements
Enhance overall client experience
Maintain and update RMA Procedures
Maintain and update Checklists
Develop and deliver training content
Provide implementation support
Provide backup coverage
Support execution of QA program
Review and approve files
How You'll Work.
Team & Collaboration
Build and maintain effective relationships across all organizational levels; Communicate team updates and process improvements; Actively participate in regular team meetings; Actively participate in GTB-wide meetings; Actively participate in Business/Compliance meetings; Work in a dynamic, collaborative, progressive, and high-performing team
Communication Scope
Written and oral communication skills; Ability to build and maintain effective relationships
Process & Methodology
Manage approval workflows, Develop action plans, Drive operational efficiencies, Drive continuous quality improvements
Full Job Description
**_Job Description_** **What is the opportunity?** Provide support to the Global Transaction Banking (GTB) Due Diligence (DD) team and other lines of business, in performing customer due diligence, client risk assessment, and other first line of defense (1LOD) AML/KYC activities. Act as a subject matter expert, roll-out tester, trainer, and implementer of the team’s projects and initiatives that have been documented and specified and are designed to drive efficiencies and transition the team to a perpetual KYC (pKYC) environment. **What will you do?** * As part of client due diligence, the incumbent ensures that information obtained is of high quality, is consistent with Policies and Procedures, and satisfies local and RBC Enterprise regulatory requirements. * Performs Client Risk Scoring, Client Identification, and KYC documentation reviews for on boarding (new relationships) and KYC Refresh/Remediation (existing relationships). * Inputs and updates AML/KYC client information across internal source systems and databases to maintain data accuracy and timeliness. * Identifies and escalates high-risk records and applications to the relevant stakeholders (Vice President DD, Director DD, High Risk Client Management, or AML Compliance) and ensures required sign-off is obtained in compliance with Center of Excellence (COE) governance. * Maintains oversight of file progression by tracking completion rates, managing approval workflows, identifying outstanding items, and developing action plans to expedite information collection and provides reporting support to the Vice President, DD for team metrics and performance. * Supports DD staff development through peer coaching and training on client review procedures and the rollout of efficiency and pKYC initiatives, functioning as the first line of support for day-to-day implementation questions. * Stay current with industry developments and global KYC requirements by participating in relevant seminars and training programs, and
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