Rbc
Financial Services
Associate,DueDiligence
“Associate, Due Diligence at Rbc. Skills: AML/KYC, Due Diligence, Regulatory Compliance. Perform customer due diligence. Perform client risk assessment”
What You'll Achieve.
Drive efficiencies; Transition the team to a perpetual KYC (pKYC) environment; Maintain data accuracy and timeliness; Ensure required sign-off is obtained; Expedite information collection; Ensure effective rollout and team adoption; Ensure continuity of this critical initiative; Achieve success that is mutual
Industry & Context.
Identify and escalate high-risk records; Identify outstanding items; Identify opportunities to streamline processes; Identify gaps; Mitigate risks
What They're Looking For.
Must Have
Undergraduate degree or equivalent, Demonstrated experience in AML/KYC onboarding, Subject matter expertise in anti-money laundering compliance and regulatory requirements, Demonstrated experience managing KYC documentation and processes
Nice to Have
CAMS or equivalent AML certification, Quality Assurance and Coaching Experience, Knowledge of Swift and Payments
What You'll Do.
Perform customer due diligence
Perform client risk assessment
Perform AML/KYC activities
Ensure information quality
Satisfy regulatory requirements
Perform Client Risk Scoring
Perform Client Identification
Review KYC documentation
Update AML/KYC client information
Identify and escalate high-risk records
Maintain oversight of file progression
Track completion rates
Manage approval workflows
Identify outstanding items
Provide reporting support
Support DD staff development
Provide peer coaching
Provide training on client review
Support implementation of initiatives
Stay current with industry developments
Share insights and learnings
Communicate team updates
Communicate process improvements
Drive operational efficiencies
Identify opportunities to streamline processes
Enhance client experience
Gather client feedback
Leverage stakeholder feedback
Drive continuous quality improvements
Enhance overall client experience
Maintain and update RMA Procedures
Maintain and update Checklists
Develop and deliver training content
Provide implementation support
Provide backup coverage
Support execution of QA program
Review and approve files
How You'll Work.
Team & Collaboration
Build and maintain effective relationships across all organizational levels; Communicate team updates and process improvements; Actively participate in regular team meetings; Actively participate in GTB-wide meetings; Actively participate in Business/Compliance meetings; Work in a dynamic, collaborative, progressive, and high-performing team
Communication Scope
Written and oral communication skills; Ability to build and maintain effective relationships
Process & Methodology
Manage approval workflows, Develop action plans, Drive operational efficiencies, Drive continuous quality improvements
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