Future Standard
Financial Services
Associate,Compliance
Neural analysis suggests this role is
optimal for Entry candidates.
“Associate, Compliance at Future Standard. Skills: Fund compliance, Regulatory compliance, Conflicts management, Trade surveillance. Own fund compliance. Own conflicts management”
Industry & Context.
What They're Looking For.
Must Have
5 to 8 years compliance experience, Direct fund or investment compliance exposure, Working knowledge of SEC and FINRA regulations, Experience with third-party risk management, Experience with trade surveillance, Experience with access control reviews, Written communication skills, Discipline to own reporting cadence, Detail orientation
Nice to Have
Private equity or private credit compliance experience, Familiarity with fund structures, Exposure to Form ADV, Exposure to Form PF, Hands-on compliance monitoring platforms experience, Hands-on surveillance platforms experience, Involvement in compliance framework build-out, Involvement in control redesign, Involvement in compliance automation initiative, Experience supporting SEC examination, Experience supporting internal audit of compliance, Experience supporting regulator-facing review
What You'll Do.
Own conflicts management
Lead review of conflicts of interest
Review conflicts across investments
Review conflicts within funds
Review conflicts across platform
Perform cross-fund allocation reviews
Perform co-investment conflict analysis
Monitor related-party transactions
Maintain conflict registers
Work with investment teams
Ensure conflict framework applied
Support regulatory compliance
Support reporting obligations
Perform periodic regulatory filings
Act as India point of contact
Support US team during examinations
Support US team during inquiries
Run vendor due diligence
Perform ongoing monitoring programme
Perform initial onboarding diligence
Perform annual reassessments
Monitor critical service providers
Maintain vendor risk register
Partner on remediation of identified risks
Conduct weekly trade blotter reviews
Identify unusual trading activity
Maintain surveillance log
Refine surveillance thresholds
Refine surveillance rules
Evaluate technology-enabled surveillance
Own periodic employee access reviews
Coordinate with business owners
Validate user permissions
Contribute to compliance programme design
Contribute to compliance programme improvement
Partner on compliance automation
How You'll Work.
Team & Collaboration
Partner with investment teams; Partner with legal teams; Partner with operations teams; Partner with technology teams; Partner with Process Intelligence team
Communication Scope
Written communication
Full Job Description
About Future Standard Future Standard (formerly FS Investments) is an alternative asset manager dedicated to delivering attractive returns across private equity, private credit and real estate. Following its 2023 acquisition of Portfolio Advisors, FS now manages over $86 billion for both institutional and wealth management clients around the world, drawing on 30 years of experience and operating across nine global offices. The firm’s investment professionals manage a wide range of differentiated strategies across private markets and collectively manage relationships with 300+ sponsors. Future Standard’s active partnership model creates a virtuous cycle of superior market insights and deal flow, which inform the underwriting process and help to generate strong returns. The Role We are hiring a Compliance Associate to anchor the fund compliance function within our India GCC. This is a foundational hire in a newly established compliance team — not a process-running seat in a mature function. The successful candidate will own the day-to-day execution of fund and regulatory compliance for the firm’s private credit and private equity strategies, while also contributing to the design and continuous improvement of the compliance framework itself. This role reports into US-based senior compliance leadership with India CoE oversight, and partners closely with investment, legal, operations, and technology teams across the firm. It is positioned for someone who wants to operate in a global compliance function with real ownership, exposure to US regulatory matters, and the opportunity to shape how the function is built from the ground up. What You Will Own Fund compliance and conflicts management (primary scope). You will lead the review of conflicts of interest across investments — both within individual funds and across the platform. This includes cross-fund allocation reviews, co-investment conflict analysis, related-party transaction monitoring, and the maintenance of confli
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