Rbc
Finance / FinServ
Associate
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Associate at Rbc. Skills: Account Management, Customer Success, Financial Regulation, Investment Risk Management, Group Problem Solving, Interpersonal Relationships, Decision Making, Microsoft Office Suite, Microsoft Excel, basic numeracy skills. Maintain existing client accounts from an account maintenance perspective, including but not limited to management of models, execution of trades, all position rebalancing functions to contracted levels, cash raises, and sending EFTs. Follow up on clien”
Industry & Context.
superior problem resolution skills
What They're Looking For.
Must Have
skills working with business applications/technology, including Microsoft Office Suite with experience and comfort with both Microsoft Excel and basic numeracy skills, High quality time management and organization skills, Demonstrated skills in providing world-class client service that will come across as professional, warm, and friendly to our clients, Exceptional verbal and written communication skills
Nice to Have
Canadian Investment Regulatory Exam, CIRE, Knowledge of RBC Dominion Securities’ systems and procedures, Experience in the securities industry is an asset
What You'll Do.
Maintain existing client accounts from an account maintenance perspective
including but not limited to management of models
all position rebalancing functions to contracted levels
Follow up on client trades to ensure proper settlement and delivery
Respond to client inquiries in an understanding and time-efficient manner (account transactions
account documentation
Ad hoc analysis on products and/or accounts as directed by the Advisor Team
Cross train on numerous office administration functions from account opening to meeting preparation to effectively managing incoming communications from clients
Advisors and other internal and external partners
Tap into your superior problem resolution skills to provide proactive client service
Become well-versed in internal controls and industry regulatory requirements
ensuring client files and other necessary documentation is accurate
up-to-date and compliant
How You'll Work.
Team & Collaboration
Working collaboratively, you will at times liaise with various departments to provide smooth and timely solutions
Communication Scope
Exceptional verbal and written communication skills
Full Job Description
**_Job Description_** **What is the opportunity?** RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm. We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management. The RBC Dominion Securities branch in Red Deer is looking for a resourceful, efficient and collaborative individual to join our Team as an Associate. By providing ongoing, exceptional service and support to our clients, you will help our team deepen existing relationships and welcome new clients to the firm. As an invaluable Team member, you will play a key role in both general practice administration and maintaining client accounts, ensuring account administration and documentation remains up-to-date and compliant and working with the Investment Advisors in managing client portfolios and wealth management planning opportunities. **What will you do?** * Maintain existing client accounts from an account maintenance perspective, including but not limited to management of models, execution of trades, all position rebalancing functions to contracted levels, cash raises, and sending EFTs. * Follow up on client trades to ensure proper settlement and delivery. * Respond to client inquiries in an understanding and time-efficient manner (account transactions, requests, account documentation, account reporting, etc.). * Ad hoc analysis on products and/or accounts as directed by the Advisor Team. * Cross train on numerous office administration functions from account opening to meeting preparation to effectively managing incoming communications from clients, Advisors and other internal and external partners. * Tap into your superior problem resolution skills to provide proactive client service. Working collaboratively, you will at times liaise with various departments to provide smooth and timely solutions. * Become well-versed in internal controls and industry regulatory requireme
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