Rbc
Financial Services
Analyst/SeniorAnalyst,BusinessRiskManagementandSurveillance
“Analyst/Senior Analyst, Business Risk Management and Surveillance at Rbc. Skills: Business Risk Management, Surveillance, Compliance, Financial Regulation. Act as Subject Matter Expert. Perform reviews and assessment”
Industry & Context.
Corrective action plans
What They're Looking For.
Must Have
Cantonese speaking, Cantonese reading, Cantonese writing, 2 to 8 years experience, Wealth Management experience, Business Risk Management experience, Banking industry experience, MAS regulatory requirements, SFC regulatory requirements, HKMA regulatory requirements, Managing multiple deadlines, Managing manual processes, Fast pace environment experience
Nice to Have
Prior surveillance experience, Investment suitability experience, Fraud related areas experience, Compliance function experience, Audit function experience, Excel skills, Macro skills, Report presentation skills
What You'll Do.
Act as Subject Matter Expert
Perform reviews and assessment
Escalate non-compliance findings
Follow up on remediation
Conduct monitoring and surveillance
Identify compliance vulnerability areas
Develop corrective action plans
Provide general guidance
Assess feasibility and implications
Maintain business risk procedures
Provide advisory and training
Support business in audits
Support business in initiatives
How You'll Work.
Team & Collaboration
Advisory to front office; Training to Front Office
Communication Scope
Management reports
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