Mufg
Financial Services
Analyst,SanctionsProgram
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Analyst, Sanctions Program at Mufg. Skills: Sanctions Program, Financial Crimes, Risk Management. Support Sanctions Program team. Ensure Audit requests completed”
What You'll Achieve.
Ensure effective systems and controls; Protect clients' assets; Mitigate risk of MUFG being used for financial crime; Effective running of the Sanctions Program; Drive implementation of financial crimes risk appetite; Ensure Audit requests are completed; Ensure Actions and Issues are closed out; Keep EMEA Head of Sanctions informed; Drive compliance with MUFG’s global policies; Deliver book of work efficiently and effectively; Support the integration of Global Policy; Support the integration of Standards; Support the integration of Procedures; Support the integration of operating manuals into BAU; Manage the functions SLA requirements; Support transformation for Sanctions related changes
Industry & Context.
Problem solving skills
What They're Looking For.
Must Have
Proven experience in a central compliance function, Experience with and knowledge of banking and associated systems and controls for financial crime, Proven experience of excel, Proven experience of report writing experience
Nice to Have
Previous experience in a central Sanctions function, Degree, Relevant Qualification
What You'll Do.
Support Sanctions Program team
Ensure Audit requests completed
Support Audit report finalisation
Collate stakeholder feedback
Ensure Actions and Issues closed
Prepare meeting material
Support maintenance of MI Trackers
Manage Control Questionnaires completion
Support Risk Assessments
Support Review and Challenge process
Collate feedback on Risk Assessments
Support development of Management Information
Analysis on List Management
Analysis on List Management QA findings
Analysis on Sanctions Advisory queries
Analysis on New Product Approvals
Analysis on policy breaches
Analysis on Operating Manual updates
Drafting and writing reports
Drafting presentations
Drafting risk assessments
Presenting to EMEA wide Sanctions forum
Presenting to senior Compliance stakeholders
Drive compliance with MUFG policies
Provide support and logistical management
Manage Sanctions-related projects
Input into issue and incident management
Support provision and resolution of audit
Track issue owner progress
Support issues identified via testing
Support issues identified via audits
Support issues identified via regulatory exams
Support issues identified via quality assurance
Contribute to annual risk assessment
Support periodic regulatory reporting
Publishing presentations
Publishing risk assessments
Creation and reporting of team MI
Data analysis and presentation
Stakeholder management
Provide coverage to BAU List Management
Implement new data lineage controls
Review and assess New Product Approvals
Engage with senior stakeholders
Manage live incidents
Manage emerging issues
Manage SLA requirements
Establishment of SLAs
Manage annual SLA review
Provide transformation support
How You'll Work.
Team & Collaboration
Work with Transformation and Technology partners; Work with Country Compliance teams; Work with Operations; Work with Business stakeholders; Work with Sanctions teams across the region; Collate stakeholder feedback; Engage with senior stakeholders
Communication Scope
Excellent communication skills; Tailor materials and messages; Presenting to an EMEA wide Sanctions forum; Presenting to senior Compliance stakeholders
Process & Methodology
Management of Sanctions-related projects, Manage the functions SLA requirements, Establishment of SLA’s, Managing their annual review
Full Job Description
**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. **OVERVIEW OF THE DEPARTMENT/SECTION** The Financial Crimes Office for EMEA (FCOE) in London is part of the Global Financial Crimes Division (GFCD) headquartered in New York. It works to ensure that our organisation conducts its business such that we protect our reputation, our business, and our clients within the regulatory and legal framework. It is responsible for the establishment and maintenance of effective systems and controls to protect clients’ assets and to mitigate the risk that MUFG might be used to further financial crime. **MAIN PURPOSE OF THE ROLE** * The Sanctions Program Team is responsible for the effective running of the Sanctions Program across all jurisdictions within EMEA. * This includes driving the implementation of MUFG Bank’s financial crimes risk appetite, policies and standards through working with Transformation and Technology partners, Country Compliance teams, Operations and Business stakeholders. * The role holder will: * Support Sanctions Program team with governance and oversight responsibilities across the EMEA region. * Work with the Sanctions teams across the region to ensure Audit requests are being completed and evi
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