Northern Trust
Financial Services
AnalystGlblCmplnceRegChnge
Neural analysis suggests this role is
optimal for Mid+ candidates.
“Analyst Glbl Cmplnce Reg Chnge at Northern Trust. Skills: Regulatory change, Compliance governance, Impact assessment. Review regulatory change notifications. Determine applicability of regulations”
Industry & Context.
Identify and solve complex problems
What They're Looking For.
Must Have
College or University degree and/or relevant proven work experience, 3-5 years related experience
Nice to Have
Automated workflow familiarity a plus
What You'll Do.
Review regulatory change notifications
Determine applicability of regulations
Rationalize regulatory changes
Assign next steps for regulations
Communicate with stakeholders
Facilitate information flow
Document rationale for changes
Manage impact assessment process
Provide due diligence oversight
Compile project tracking
Maintain internal regulatory inventory
Support Compliance Management application
Maintain training materials
Recommend procedural changes
Recommend system changes
Support enterprise regulatory change framework
Work on special projects
Advise on process efficiencies
Implement process efficiencies
Solve complex problems
Suggest process improvements
How You'll Work.
Team & Collaboration
Coordinate with other teams; Coordinate compliance activities; Coordinate efforts and resources
Communication Scope
Summarize information; Communicate complex content
Process & Methodology
Project tracking
Full Job Description
**_About Northern Trust:_** Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service. **Major Duties:** * • Reviews internal/external regulatory change notifications from Global regulators for initial determination of applicability, rationalization, and to assign next steps * • Communicates with stakeholders to facilitate information flow, assign next steps, and document rationale * • Manages impact assessment process, which includes assignment, review, and reporting; provides due diligence oversight of global impact assessment process. * • Compiles and maintains project tracking for Compliance governance committee reporting and to identify/escalate issues * • Contributes to the maintenance of internal regulatory inventory as it pertains to regulatory change * • General support of the internal Compliance Management application that facilitates regulatory change, including maintaining training materials and recommending procedural/system changes, and support of the larger enterprise regulatory change framework * • Works on special projects, advise on and implement process efficiencies * • Gathers and analyzes data to identify and solve complex problems that arise with little or no precedent * • Impacts own team and other teams whose work activities are closely related; suggests improvements to existing processes and solutions to improve the efficiency of the team **Knowledge:** * • Familiarity with law and regulation hierarchy/structure and global regulators, with interest in co
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