Interactive Brokers
Financial Services
AccountMaintenance-IBrokerSpecialist
Neural analysis suggests this role is
optimal for Entry candidates.
“Account Maintenance - IBroker Specialist at Interactive Brokers. Skills: KYC, AML, FINRA. Review application documents for KYC sufficiency. Collect documentation for FINRA packet submission”
What You'll Achieve.
Minimize onboarding time
Industry & Context.
Analytical skills; Problem-solving skills
What They're Looking For.
Must Have
1-3 years experience, Bachelor Degree in finance, accounting, or economics, Understanding of BSA/AML, USA PATRIOT Act and OFAC principles, High degree of comfort and fluency with computers and technology
Nice to Have
ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus, Knowledge/Experience in Capital Markets, AML, KYC or Compliance, Knowledge/Understanding of end-to-end KYC process is a plus
What You'll Do.
Review application documents for KYC sufficiency
Collect documentation for FINRA packet submission
Assess application for potential risk factors
Proactively work with departments to streamline process
Guide application through approval process
Liaise between FINRA and IB
Monitor NA iBroker inbox
Submit applicant packets into FINRA gateway
Cross-reference FINRA filing ID
Clear FINRA task in CAST
Maintain account movement in FINRA gateway
Collect weekly progress reports
Compile reports for senior management
Cross reference multiple databases
Ensure AML and KYC are completed
How You'll Work.
Team & Collaboration
Work with members of New Accounts, Compliance, Sales or other departments; Collaborate with teams and stakeholders
Communication Scope
Communicate professionally and effectively; Verbal communication; Written communication
Full Job Description
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. This is Hybrid role (4 days in office /1 day remote) About your Team: Introducing Broker (iBroker) Master Account Specialists are responsible for the processing and onboarding of Introducing Broker clients. This role requires a strong knowledge of company KYC requirements, a strong business acumen, and the ability to communicate professionally and effectively with large, Sales Representatives/institutional clients. iBroker specialists act as the first line of defense towards external risk for the company. What will be your responsibilities within IBKR: Review and assess application documents provided by clients for KYC sufficiency Collect documentation for compilation of the FINRA packet submission and review for accuracy Assess a client’s application in a holistic manner to identify potential risk factors, including preliminary Google and negative news searches Proactively work with members of the New Accounts, Compliance, Sales or other departments to streamline the application process and minimize on
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